Full text of EQTE BROKERAGE LLC's X-17A-5 filed 2024-03-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| 8-70966 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___ 0<br>5<br>6<br>02<br>3<br>12_<br>11_<br>_<br>_<br>_<br>_ | ___<br>AND ENDING | ___ 12<br>_ | __<br>1<br>3<br>20<br>2<br>3<br>11_<br>_<br>_<br>_<br>_<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|------------------------------------------------------------|------------------------------|--------------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: EQTE Brokerage LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Iii Broker-dealer<br>D Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | FIVE RADNOR CORPORATE CENTER, 100 MATSONFORD ROAD, SUITE 250 | | | | | | | (No. and Street) | | | | | Radnor | PA | | 19087 | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Linda Van Etten | {445) 231-2255 | | linda.vanetten@eqtexeter.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | KPMG | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 345 Park Ave | New York | | NY | 10154 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | | rte of Reglmatlo, with PCAOB )(If applicable)<br>(PCAOB Reglstcat;o, Nombe,, If applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by th…Read the full text as markdown