Full text of EQTE BROKERAGE LLC's X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | | |---------------------------|--------------|----------------------------|--| | 0MB Number: | | 3235-0123 | | | | | Expires: November 30, 2026 | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | | | | | | | **8** - **52806** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING MM/DD/YYYY 12/31/2024 MM/DD/YYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **EQTE BROKERAGE LLC** TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here ifrespondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | (No. and Street) | | | |---------------------------------------------------------------------------|---------------------------------------------------------------------|----------------------------|--------------------------------------------| | Radnor | PA | 19087 | | | (City) | l::itateJ | (Zip Code) | | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | Dmitriy Rutitskiy | 212-751-4422 | drutitskiy@dfppartners.com | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNT ANT IDENTIFICATION | | | | | KPMGLLP<br>(Name-if individual, state last, first, and middle name) | | | | 345 Park.Ave | New York | NY | 10154 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 10/20/2003<br>(Date of Registration with PCAOB)(if applicable) | | 185 | (PCAOB Registration Number, if applicable) | *\*Clai111sfor exe111ptionfi'om the requirement that the a111111al reports be covered by the reports of an independent public acco1111ta11111111st be supported by a statemellf of facts a11d circumstances relied 011 as the basis of the exemption. See 17 CFR 240. 17a-5(e)(l)(ii), if applicable.* *Persons w!to are to respond to t!te collection of information contained* i11 *this form are 11ot required to respond 1111/ess thefom, displays a c11rre11tly valid Olv/B coutro/ number.* {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ---…Read the full text as markdown