Full text of RUBINBROWN CORPORATE FINANCE, LLC's X-17A-5 filed 2025-07-28 (period 2025-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **RUBINBROWN CORPORATE FINANCE, LLC Balance Sheet May 31, 2025** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | # **ANNUAL REPORTS** ### **FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-70975 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **06/01 /24** AND ENDING **05/31 /25** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: RubinBrown Corporate Finance, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 7676 Forsyth Boulevard, Suite 2100 | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-----------------------------|--| | ST Louis | MO | | 63105 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mark T Manzo | (201) 519-1905 | | Mark.Manzo@rubinbrowncf.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | (Name - if individual, state last, first, and middle name) | | | | | 20646 Abbey Woods Ct N,STE 201 | Frankfort | IL | 60423 | | | (Address) | (City) | (State) | (Zip Code) | | | 12/21/2010 | | 5376 | | | | te of R•gls rntloa with PCADBJ(lf appDcabl,J | | | | | | r | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a…Read the full text as markdown