Full text of RUBINBROWN CORPORATE FINANCE, LLC's X-17A-5 filed 2026-07-27 (period 2026-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **RUBINBROWN CORPORATE FINANCE, LLC Balance Sheet May 31, 2026** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | OMR APPROVAi | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-70975 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 06/01/25** AND ENDING **05/31 /26** MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: RubinBrown Corporate Finance, LLC TYPE OF REGISTRANT (check all applicable boxes): 12/21/2010 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer 5376 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 7676 Forsyth Boulevard, Suite 2100 | | (No. and Street) | | | | | |-----------------------------------------------------------|---------------------------------------------------------------------------|-----------------|-----------------------------|--|--| | St Louis | MO | | 63105 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark T Manzo | (201) 519-1905 | | Mark.Manzo@rubinbrowncf.com | | | | {Name) | (Area Code-Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | 20646 Abbey Woods Ct N, STE 201 | Frankfort | IL | 60423 | | | | (Address) | (City) | (State) | (Zip Code) | | | #### (Date of 11er,:istration with PCAO!l](if applicable) (PCAOB He�istra1io11 Number, if applirc;ible) **FOR OFFICIAL USE ONLY** \* Claims for eKemption from the requirement that the annual r eports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.lla-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cu…Read the full text as markdown