Full text of AUGMENT CAPITAL, LLC's X-17A-5 filed 2025-12-29 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Public Copy # **Augment Capital, LLC** **Report on Audit of Financial Statements and Supplementary Information For the Year Ending September 30, 2025** This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70989 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|--------------------|-----------------------------------------|--| | FILING FOR THE PERIOD BEGINNING __ | 10_/0_1_/_2_4 ___ | AND ENDING __ 0_9_ | /_3_0_<br>/2_5 __ _<br>MM/DD/YY | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _Au__g_m_en_t_C__a_p_ita_l_, _LL_C _____________ _ | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>� Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1204 San Antonio Street, 2nd FL | | | | | | | (No. and Street) | | | | | Austin | TX | | 78701 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Deetra Tesla | (281) 728-7061 | | deetra@augment.capital | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company LLC | | | | | | | (Name-if individual, state last, first, and middle name) | | | | | 325 N. St. Paul Street, Ste 3100 | Dallas | | TX<br>75201 | | | (Address) | (City) | (State) | (Zip Code) | | | September 18<br>, 2003 | | 169 | | | | te of Registrnt…Read the full text as markdown