Full text of AUGMENT CAPITAL, LLC's X-17A-5 filed 2024-12-20 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70989 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----|-----------------|--------------------------------------------| | | 07/03/2023 | | | 09/30/2024 | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _______________________________________________________________________ | AUGMENT CAPITAL, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>■<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Security-based swap dealer | | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1204 SAN ANTONIO STREET, 2nd FL<br>_____________________________________________________________________________________ | | | | | | | (No. and Street) | | | | | AUSTIN<br>_____________________________________________________________________________________ | TX | | | 78701 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | KEITH GEORGE<br>_____________________________________________________________________________________ | 212-668-8700 | | | KGEORGE@ACISECURE.COM | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Sanville & Company LLC<br>_____________________________________________________________________________________ | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 2617 Huntington Pike<br>_____________________________________________________________________________________ | Huntington Valley | | PA | 19006 | | (Address) | (City) | | (State) | (Zip Code) | | September 18, 2003<br>_______________________________________…Read the full text as markdown