Full text of ST GLOBAL MARKETS USA LLC's X-17A-5 filed 2024-04-02 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **ST GLOBAL MARKETS USA LLC Statement of Financial Condition December 31, 2023** {1}------------------------------------------------ # **TABLE OF CONTENTS** | | Page(s) | |----------------------------------------------------------|---------| | Facing page and Oath or Affirmation Page | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition as of December 31, 2023 | 4 | | Notes to the Financial Statements | 5-9 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE f\!U!\llBER | 8-71021 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/14/23** MM/DD/VY AND ENDING 12f31 *f23* MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: ST GLOBAL MARKETS USA LLC TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 45 N. STATION PLAZA, SUITE 209 | | (No. and Street) | | |------------|------------------|------------| | GREAT NECK | NY | 11021 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Mark T Manzo | (201) 519-1905<br>mmanzo@moppartners.com | | |--------------|------------------------------------------|-----------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # YSL & Associates | | (Name - if individual, state last, first, and middle name) | | | |-------------|------------------------------------------------------------|---------|------------------------------------------| | 11 Broadway | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | 06/06/2006 | | 2699 | | | | | | (PCAOB Reg;�c,t;oo N,mbe,, ;f apphcable) | | | FOR OFFICIAL USE ONLY | | i | \* Claims for exemption from the requirement that the annual reports be covered by the reports…Read the full text as markdown