Full text of ST GLOBAL MARKETS USA LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ # **TABLE OF CONTENTS** | | Page(s) | |----------------------------------------------------------|---------| | Facing page and Oath or Affirmation Page | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition as of December 31, 2024 | 4 | | Notes to the Statement of Financial Condition | 5-11 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | | |---------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | | | | | | | | SEC FILE NUMBER | | | | | | | | | | | 8-71021 **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|-----------------------------------------|-----------------|------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING O 1/01 /24 | | AND ENDING 12/31 /24 | | | | | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: ST GLOBAL MARKETS USA LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 45 N. STATION PLAZA, SUITE 209 | | | | | | | | (No. and Street) | | | | | | GREAT NECK | | NY | | 11021 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark T Manzo | (201) 519-1905<br>mmanzo@stgmusa.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>YSL & Associates | | | | | | | (Name- if individuai, state last, first, and middle name) | | | | | | | 11 Broadway | New York | | NY | 10004 | | | (Address) | (City) | | (State) | (Zip Code) | | | l''<br>06/06/2006 | | 269…Read the full text as markdown