Full text of ZOE SECURITIES LLC's X-17A-5 filed 2025-03-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Zoe Securities, LLC** **Statement of Financial Condition** **December 31, 2024** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL **8-71111** SEC FILE NUMBER O OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 O **ANNUAL REPORTS** # **FORM X-17A-5** **PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 04/16/2024<br>MM/DD/YY | | AND ENDING | 12/31/2024<br>MM/DD/YY | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------|------------|--------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: ZOE SECURITIES, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | ☒Broker-dealer<br>☐Security-based swap<br>☐Major security-based swap participant<br>dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | 666 Third Avenue | | | | | | | | | New York | | (No. and Street)<br>NY | | 10017 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | PHYLLIS CHIN | 212-751-4422 | | | phyllis.chin@zoefin.com | | | | | (Name) | (Area Code – Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | | 50 Rockefeller Plaza | New York | | NY | 10020 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 11/02/2005 | | | | 2468 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts a…Read the full text as markdown