Full text of ZOE SECURITIES LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Zoe Securities, LLC Statement of Financial Condition** **December 31, 2025** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 M B APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUM BER | | |------------------|--| | 8-71111 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|---|--|--| | FILING FOR THE PERIOD BEGINNING | ----------<br>01/01/2025 | -----------<br>12/31/2025<br>AND ENDING | | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | ZOE SECURITIES, LLC | ____________________________ | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Broker-dealer<br>■<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based sw ap dealer | □ Major security-based sw ap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 666 THIRD AVE, 6TH FLOOR | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | 10017 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | PHYLLIS CHIN | 212-751-4422 | phyllis.chin@zoefin.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 50 Rockefeller Plaza | New York | NY<br>10020 | | | | | | | | | | | 11/02/2005 2468 (Address) (City) (State) (Zip Code) **T te of Reg;,;,ca,;oa w•h PCAOB)[;f appl;cableJ FOR OFFICIAL USE ONLY (PCAOB RegfatraHoa Numbe,, ;f appbcable)I** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240…Read the full text as markdown