Full text of TSX ALPHA U.S., INC.'s X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ TSX ALPHA U.S., Inc. (An indirect subsidiary of TMX Group Limited) # **STATEMENT OF FINANCIAL CONDITION** December 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 013-00202 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | AND ENDING | | 1213112024 | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------|----------------------------------------------| | | MM/DD/VY | | | MM/ DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: TSX Alpha U.S., Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 140 Broadway, 46th Floor | | | | | | | (No. and Street) | | | | | NewYork | NY | | | 10005 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Laure Richmond | 201-919-3901 | | | laure.richmond@tmx.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 345 Park Avenue | New York | | NY | 10154 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2023 | | 185 | | | | rte of Registcatioa with PCAOBl(if applicable) FOR OFFICIAL USE ON L V | | | | (PCAOB Regist,atioa N ,mb", if applicable) I | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l…Read the full text as markdown