Full text of TMX ALPHA US, LLC's X-17A-5 filed 2026-03-10 (period 2026-03-10). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ TMX Alpha US, LLC (An indirect subsidiary of TMX Group Limited) # Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III | 013-00202 | | |-----------------|--| | SEC FILE NUMBER | | | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/25 | | 12/31/2025 | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: TMX Alpha US, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | L Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 225 Liberty Avenue, Suite 2310 | | | | | | (No. and Street) | | | | New York | New York | | 10281 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Laure Richmond | (201)919-3901 | | laure.richmond@tmx.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT DENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>KPMG LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 375 9th Ave, 17th Floor | New York | NY | 1000 | | (Address)<br>10/20/2023 | (City) | (State)<br>185 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | *. Claims for overnment that the annual roports he courage by the reports of an indopordant public | FOR OFFICIAL USE ONLY | | | Claims for exemption from the requirement that the annual reports of an independent pub accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), i…Read the full text as markdown