Full text of OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANY's X-17A-5 filed 2024-05-29 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68991 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/2023 AND ENDING 03/31/2024 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Oldfield Capital Group, LLC TYPE OF REGISTRANT (check all applicable boxes): ම Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 7 Penn Plaza, Ste 810 | | | | | | | | | |---------------------------------------------------------------------------|--------------------------------|-----------------------|------------|--|--|--|--|--| | (No. and Street) | | | | | | | | | | New York | NY | | 10001 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | HASNAIN NAVEED | 212-668-8700 | HNAVEED@ACISECURE.COM | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Bernstein & Pinchuk, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 7 Penn Plaza, Suite 830 | New York | NY | 10001 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | October 20, 2003 | 653 | | | | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION ly, Hisham Sobly - a man and be affirm) that, to the best of my knowledge and belief, the | financial report pertaining to the firm of Oldfield Capital Group, LLC<…Read the full text as markdown