Full text of OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANY's X-17A-5 filed 2025-05-19 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-68991 | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 04/01/2024 03/31/2025 AND ENDING MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM: Oldfield Capital Group LLC TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 7 Penn Plaza, Ste 810 | | | | | | |-----------------------|--|--|--|--|--| |-----------------------|--|--|--|--|--| | | (No. and Street) | | | | | | |----------------------------------------------|----------------------------------------------------------------------------|-----------------------|--|--|--|--| | New York | NY | 10001 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Hasnain Naveed | 212-668-8700 | HNAVEED@ACISECURE.COM | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | | | Bernstein & Pinchuk, LLP | | | | | | | | New York | NY | 10001 | |-----------------------|---------|-----------------------------------------------------------| | (City) | (State) | (Zip Code) | | | 653 | | | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | | Name - If Individual, state last, first, and middle name) | \* Claims for exemption from the requirement that the annual reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){li), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION  {2}----------…Read the full text as markdown