Full text of FORTE SECURITIES LLC's X-17A-5 filed 2024-06-20 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | securities and exchange commission | | Washington, D.C. 20549 | # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 04/01/23 AND ENDING 03/31/24 MM/DD/YY OMR APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number a. Registrant identification MM/DD/YY NAME OF FIRM: Forte Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ി Broker-dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 77 Water St, Suite 1604 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-----------------|--| | | (No. and Street) | | | | | New York | NY | | 10005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Vrinda Arora | (212) 668-8700 | varora@acisecure.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | 100 Motor Parkway, Suite 580 Hauppauge | (Name - if individual, state last, first, and middle name) | NY | 11788 | | | (Address) | (City) | (State) | (Zip Code) | | | 3/4/2009 | | 3370 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-5(e){1}(li}, if applicable. | | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form<br>displays a currently valid OMB control number. | | | | | ు వ్యా {1}------------------------------------------------ ### OATH OR AFFIRMATION ........... swear (or affirm) that, to the best of my knowledge and belief, the 1 as o…Read the full text as markdown