Full text of FORTE SECURITIES LLC's X-17A-5 filed 2025-05-28 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-48201 | ANNUAL REPORTS | | | | | |----------------|--|--|--|--| | FORM X-17A-5 | | | | | | PART II | | | | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|--|---------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | 04/01/24<br>03/31/25<br>AND ENDING | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Forte Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer ☐ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 77 Water St, Suite 1604 | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10005 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Vrinda Arora | (212) 668-8700 | | varora@acisecure.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Nawrocki Smith LLP (Name - if individual, state last, first, and middle name) <sup>100</sup> Motor Parkway, Suite 580 Hauppauge NY 11788 (Address) (City) (State) (Zip Code) 3/4/2009 3370 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}----------------------------------------------…Read the full text as markdown