Full text of SGP SECURITIES, LLC's X-17A-5 filed 2025-04-08 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | 0MB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123 | | | Washington, D.C. 20S49 | | | Expires: Nov 30, 2026 | | | | | | Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-S | | | 8-71225 | | | PART Ill | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING | ___ 9<br>4 ___<br>1<br>17_<br>0<br>2<br>12<br>_<br>_<br>_<br>_<br>_ | AND ENDING | ___ 1<br>2<br>_ | __<br>1<br>02_<br>4<br>13_<br>12_<br>_<br>_<br>_ | | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: SGP Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Iii Broker-dealer | | □ Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 31 Hudson Yards, 11th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | | 10001 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven Smith | 646-516-8358 | | | ssmith@smithgoffman.com | | (Name) | (Area Code-Telephone Number) | | (Email Addressl | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Goldman & Company, CPA's, P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3535 Roswell Road, Suite 32 | Marietta | | GA | 30062 | | (Address) | (City) | (State) | | (Zip Code) | | 6/25/09 | | 1952 | | | | rte of Rogl,O.tloa with PCAOB}(tt applicable) | | | | (PCAOB R•Si•l<atloa Nombo,, tt applloobl•I | | | FOR OFFICIAL USE ON LY | | | | | | | | | | | • Claims for exemption from the requirement that the annual repor…Read the full text as markdown