Full text of SGP SECURITIES, LLC's X-17A-5 filed 2026-02-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/2025 | AND ENDING | | ________<br>12/31/2025<br>_ | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------|-----------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: SGP Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ii Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 31 Hudson Yards, 11th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | | 10001 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven Smith | 650-823-5437 | | | ssmith@smithgoffman.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Goldman & Company, CPA's, P.C. | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | 3535 Roswell Road, Suite 32 | Marietta | | GA | 30062 | | (Address) | (City) | | (State) | (Zip Code) | | 6/25/09 | | 1952 | | | | (Date of Re fstration with PCAOB if a<br>licable | | | PCAOB Re istration Number if a | licable | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relfed on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appHcable. **Persons who are to respond to the collection of Information containe…Read the full text as markdown