MIDWESTERN SECURITIES TRADING COMPANY, LLC

MIDWESTERN SECURITIES TRADING COMPANY, LLC of EAST PEORIA, IL is an SEC-registered investment adviser (CRD 101080). Regulatory assets under management: $2.0B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions, Other.

Clients served: Individuals, High net worth, Pensions, Charities, Other.

Officers, owners & control persons (23)

NameRoleLocation
Michael John GrahamCHIEF EXECUTIVE OFFICER/PRESIDENT
Nathan William WhiteCHIEF FINANCIAL OFFICER/CCO/VICE PRESIDENT
Cassandra Lee TarabolettiCHIEF OPERATIONS OFFICER/2ND VICE PRESIDENT
GRAHAM JOHN CHARLESPART OWNER/FINANCIAL ADVISOR; TREASURER/SECRETARY
BALDWIN LEIGH DOUGLASPART OWNER
MILLER ANDREWFINANCIAL ADVISOR; PART OWNER/FINANCIAL ADVISOR
BLACK GLENN ALLANPART OWNER
GRAHAM RUSSELL JOHNCHIEF EXECUTIVE OFFICER/PRESIDENT
WHITE NATHAN WILLIAMCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CCO/VICE PRESIDENT; CHIEF FINANCIAL OFFICER/VICE PRESIDENT (+3 more)
BOGGS BRIAN CPART OWNER
BAILY Q DOUGLASPART OWNER
BAILY JOHN HPART OWNER
MANLEY MICHAEL GLENNINVESTMENT SERVICES DIRECTOR; NATIONAL SALES MANAGER
CARD BRIAN HOWARDFINANCIAL ADVISOR; PART OWNER/FINANCIAL ADVISOR
KUNTZ MATTHEW JCHIEF COMPLIANCE OFFICER, 2ND VICE PRESIDENT; CHIEF COMPLIANCE OFFICER/2ND VICE PRESIDENT
JOHNSON BRIAN FREDERICKPART OWNER
TARABOLETTI CASSANDRA LEECHIEF OPERATIONS OFFICER, 2ND VICE PRESIDENT; CHIEF OPERATIONS OFFICER/2ND VICE PRESIDENT
BLACK LESA ANNEPART OWNER
SCHUMACHER JEFFREY ALANFINANCIAL ADVISOR; PART OWNER/FINANCIAL ADVISOR
PILGER NINA GPART OWNER
MEMINGER DIRK JPART OWNER
MCAVOY SANDRA COLEINDEPENDENT BUSINESS DEVELOPMENT OFFICER
HANSEN KAREN EMILYPART OWNER/FINANCIAL ADVISOR

More on this firm