FOOTHILL SECURITIES, INC. of SANTA CLARA, CA is an SEC-registered investment adviser (CRD 1027). Regulatory assets under management: $1.2B.
| Name | Role | Location |
|---|---|---|
| Alexander Kanghee Lee | COO | — |
| GARDINER GEORGE REX | CHAIRMAN OF THE BOARD; PRESIDENT, SECRETARY, TREASURER, CEO | — |
| FLYNN CHRISTINE MARIE | FINOP, CHIEF OPERATING OFFICER, CFO, CHIEF COMPLIANCE OFFICER; FINOP, CHIEF OPERATING OFFICER, CFO, CROP, SROP; FINOP, CHIEF OPERATING OFFICER, CFO, CROP, SROP, CHIEF COMPLIANCE OFFICER | — |
| FOX ROBERT MICHAEL | CCO; CCO: FOOTHILL BROKER DEALER | — |
| MELBY MICHAEL RYAN | CFO/FINOP | — |
| CHIPMAN STEPHEN HENRY | PRESIDENT AND CEO | — |
| BURROUGHS JOHN CORDELL | BOARD MEMBER | — |
| WONG WILLIAM | REGISTERED PRINCIPLE, SHAREHOLDER; SHAREHOLDER | — |
| MAYS ELISABETH MARIE | CCO | — |
| KRESGE RODNEY | CCO | — |
| BALLIET ALBERT | VP | — |
| MACIASZEK RICHARD MILTON | VP | — |
| WHITE KARYN MARIE | FINOP/CFO | — |
| SHIPP STEPHEN GUY JR | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | — |
| PICKENHEIM PAUL WILLIAM | OPTIONS PRINCIPAL | — |
| ROSENZWEIG DAVID A | OPTIONS PRINCIPAL | — |
| CULVER GREGORY HOWARD | CCO; CCO: FOOTHILL INVESTMENT ADVISOR; COO | — |
| CERVANTES STEVEN MARK | CCO | — |