ALEXANDER INVESTMENT SERVICES CO. of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 1037). Regulatory assets under management: $496.3M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Leo Andrew Hanlein | OWNER, PRINCIPAL, DIRECTOR, PRESIDENT | — |
| Gerald Andrew Wells | OWNER, PRINCIPAL, DIRECTOR | — |
| Richard Lynn Fox | OWNER, PRINCIPAL, DIRECTOR, VICE-PRESIDENT | — |
| Thomas Craig Wilson | OWNER; OWNER, MUNICIPAL SECURITIES PRINCIPAL | — |
| Robert Allen Meek | CHIEF COMPLIANCE OFFICER; PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| WELLS LEON ANDREW | OWNER, PRINCIPAL, DIRECTOR, VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT, PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, REG. PRINCIPAL, DIRECTOR | — |
| HANLEIN LEO ANDREW | OWNER, PRINCIPAL, DIRECTOR, PRESIDENT; PRESIDENT, PRINCIPAL, DIRECTOR; PRESIDENT, PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| FOX RICHARD LYNN | OWNER, PRINCIPAL, DIRECTOR, VICE-PRESIDENT; VICE PRESIDENT, PRINCIPAL, DIRECTOR; VICE-PRESIDENT, PRINCIPAL, DIRECTOR (+1 more) | — |
| WILSON THOMAS CRAIG | OWNER; OWNER, DIRECTOR | — |
| John Bradley Stillwagon | OWNER | — |
| Michael Andrew Hanlein | OWNER, PRINCIPAL, DIRECTOR, FINANCIAL PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | — |
| Drew Stephenson Adams | OWNER, PRINCIPAL, DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 1977-08-05 | regulatory | FIRM HAD LET NET CAPITAL DIP BELOW 120% OF REQUIRED CAPITAL FOR FOUR (4) DAYS. | Final | $200 |
| City | State | Employees | Phone |
|---|---|---|---|
| HARLAN | KY | 3 | 606-573-1374 |
| HARLAN | KY | 3 | 606-573-1374 |