COMMERCE INVESTMENT ADVISORS, INC. of KANSAS CITY, MO is an SEC-registered investment adviser (CRD 104705). Regulatory assets under management: $2.5B.
Compensation: % of AUM.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| William Russell Schuetter | DIRECTOR/PRESIDENT/COO/CFO | — |
| Jeffrey Lawrence Bolin | VP TREASURER | — |
| Laura Camille Spidle | SVP/CHIEF COMPLIANCE OFFICER | — |
| David M Hagee | DIRECTOR/EVP/CIO | — |
| Tara Cathleen-Marie Mcconkey | DIRECTOR | — |
| Anthony Vincent Demarino | SVP | — |
| Kent Charles Mathews | EVP | — |
| STRANGHOENER VERNON RAYMOND | DIRECTOR | — |
| CARNAL J-J LANDERS | DIRECTOR/CIO & EVP; DIRECTOR/PRESIDENT; DIRECTOR/PRESIDENT/CIO | — |
| FRANKLIN LARRY EUGENE | DIRECTOR/PRESIDENT; PRESIDENT | — |
| SCHUETTER WILLIAM RUSSELL | DIRECTOR/PRESIDENT/COO/CFO; DIRECTOR/SVP/COO; DIRECTOR/SVP/COO/CFO (+2 more) | — |
| REECE JOSEPH STEVEN | VP/CCO; VP/CCO/ASSISTANT SECRETARY; VP/CCO/SECRETARY | — |
| TALEN BRUCE LOWELL | DIRECTOR; SVP/CLO | — |
| DEW ANGELA MARIE | OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | — |
| CAMPBELL GARY DONALD | DIRECTOR/CIO & EVP | — |
| LIPE RUSSELL W | SENIOR VICE PRESIDENT | — |
| ARSHADI CATHLEEN MARY | DIRECTOR/SVP/TREASURER; SVP/TREASURER | — |
| CARNAL JEAN | DIRECTOR; DIRECTOR/CIO & EVP | — |
| TANNER ERIC BENSON | SECRETARY | — |
| HANDY JOHN KOENEMAN | DIRECTOR | — |
| BOLIN JEFFREY LAWRENCE | ASSISTANT VICE PRESIDENT; TREASURER; VICE PRESIDENT (+1 more) | — |
| SALAMON MATTHEW R | DIRECTOR/SVP/CLO; SVP/CLO; SVP/LEGAL OFFICER | — |
| SPIDLE LAURA CAMILLE | SVP/CHIEF COMPLIANCE OFFICER; VP/CHIEF COMPLIANCE OFFICER | — |
| MATHEWS STEPHEN CHARLES | EVP | — |
| HAGEE DAVID M | DIRECTOR/EVP/CIO; DIRECTOR/SVP CIO; SVP CIO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-09-30 | regulatory | THE SEC FOUND, THAT BETWEEN 2010 AND 2014, THE FIRM VIOLATED FEDERAL SECURITIES LAWS BY SELLING MUNICIPAL BONDS USING OFFERING DOCUMENTS THAT CONTAINED MATERIALLY FALSE STATEMENTS OR OMISSIONS ABOUT THE BOND ISSUERS' COMPLIANCE WITH CONTINUING DISCLOSURE OBLIGATIONS. THE SEC ALSO FOUND THAT THE UNDE… | Final | $40K |