NBT CAPITAL MANAGEMENT, INC. of NORWICH, NY is an SEC-registered investment adviser (CRD 104932). Regulatory assets under management: $1.6B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Ruth Halley Mahoney | CHIEF EXECUTIVE OFFICER | — |
| Douglas Jon Coggins | CHIEF COMPLIANCE OFFICER | — |
| ROSPLOCK KENNETH DALE | CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER (+5 more) | — |
| GASPER THOMAS RICHARD | VICE-PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER | — |
| MURPHY BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEL COMPLIANCE OFFICER; COMPLIANCE OFFICER (+1 more) | — |
| BARTLOW KATHLEEN OGOZALY | CHIEF OPERATIONS OFFICER | — |
| ROSPLOCK CYNTHIA ROBINSON | CHIEF FINANCIAL OFFICER | — |
| SEDOR JR ROBERT MICHAEL | SECRETARY; VICE-PRESIDENT & SECRETARY | — |
| HOAG DEBRA ANN | CHIEF COMPLIANCE OFFICER | — |
| ROSPLOCK HELEN MARGARET | TREASURER | — |
| ORTA MANUEL S | CEO | — |
| REVOIR LEONA ANN | CHIEF COMPLIANCE OFFICER | — |
| VOSS BRIAN ANDREW | CHIEF EXECUTIVE OFFICER | — |
| WILCOX TODD M | CHIEF COMPLIANCE OFFICER | — |
| MAHONEY RUTH HALLEY | CEO | — |
| Coggins Douglas Jon | CHIEF COMPLIANCE OFFICER | — |
| City | State | Employees | Phone |
|---|---|---|---|
| PEORIA | IL | 3 | 309-671-4200 |
| MILWAUKEE | WI | 2 | 414-431-6491 |
| SARATOGA SPRINGS | NY | 1 | 518-587-0490 |
| — | — | 1 | 251-209-2355 |