GUARDIAN CAPITAL LP of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 105078). Regulatory assets under management: $10.7B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Donald Yi | DIRECTOR, CHIEF FINANCIAL OFFICER | Toronto, A6 |
| George Mavroudis | DIRECTOR, CHIEF EXECUTIVE OFFICER | Toronto, A6 |
| Andrew Michael Christodoulou | SHAREHOLDER | — |
| Nicholas Christodoulou | SHAREHOLDER | — |
| Stephanie Diana Christodoulou | SHAREHOLDER | — |
| Dimitris-Stavros Chryssafou-Christodoulou | SHAREHOLDER | — |
| Matthew Dean Turner | DIRECTOR, GENERAL COUNSEL & SECRETARY | — |
| Richard David Britnell | CHIEF COMPLIANCE OFFICER | — |
| WOOLVERTON JONATHAN JARVIS | CHAIRMAN; C.O.O. & MANAGING DIRECTOR; DIRECTOR, COO (+1 more) | — |
| CHRISTENSEN C VERNER | CHIEF COMPLIANCE OFFICER, DIRECTOR, SENIOR VICE-PRESIDENT, COMPLIANCE & SECRETARY; DIRECTOR; DIRECTOR, SENIOR VICE-PRESIDENT, COMPLIANCE & SECRETARY (+3 more) | — |
| HOLLAND BRIAN P | SENIOR VICE-PRESIDENT, CLIENT SERVICES | — |
| GREISS SAMI K | DIRECTOR | — |
| CHAPMAN GARY M | DIRECTOR, MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| HAMMILL ROBERT K | MANAGING DIRECTOR | — |
| HARGROVE PETER A | DIRECTOR, MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| PRIESTMAN JOHN G | MANAGING DIRECTOR | — |
| WEIR MICHAEL P | MANAGING DIRECTOR | — |
| MACKLIN EDWARD D | MANAGING DIRECTOR | — |
| KEARNS STEPHEN D | MANAGING DIRECTOR, FIXED-INCOME INVESTMENTS; SR. PORTFOLIO MANAGER, FIXED-INCOME INVESTMENTS | — |
| MOORE F GWYER | VICE-PRESIDENT, PORTFOLIO MANAGER | — |
| TURNER MATTHEW D | CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| MAVROUDIS GEORGE | CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER, TRUSTEE OF GCUT | — |
| CHRISTODOULOU ANDREW MICHAEL | SHAREHOLDER | — |
| YI DONALD | CHIEF FINANCIAL OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| TURNER MATTHEW DEAN | DIRECTOR, CHIEF COMPLIANCE OFFICER; DIRECTOR, GENERAL COUNSEL & SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-09-16 | civil | CLASS ACTION CLAIMING LOSSES RELATED TO THE LIQUIDATION OF PART OF THE ASSETS INTENDED TO PRODUCE RETURNS ON TWO FUNDS IN THE MIDST OF THE 2008 FINANCIAL CRISIS (ETPP AND ETGA). IN THIS MOTION, THE APPLICANT SEEKS DAMAGES AND PUNITIVE DAMAGES AGAINST: 1- DESJARDINS TRUST AS CONTRACTING PARTY AND DEP… | Pending | — |
| 2011-06-16 | civil | CLASS ACTION IN CONNECTION WITH THE LIQUIDATION OF IPS (STRATEGIC INDICES) AND IPT (TACTICAL INDICES) PRODUCTS IN THE MIDST OF THE 2008 FINANCIAL CRISIS. IN THIS MOTION, THE APPLICANT SEEKS DAMAGES AND PUNITIVE DAMAGES AGAINST: 1- DESJARDINS FINANCIAL SECURITY LIFE ASSURANCE COMPANIE ("DSF") DUE TO… | Pending | — |