MEMBERS CAPITAL ADVISORS, INC. of MADISON, WI is an SEC-registered investment adviser (CRD 105960). Regulatory assets under management: $39.5B.
Compensation: % of AUM, Fixed, Other.
Clients served: Pooled vehicles, Pensions, Charities.
Showing 25 of 65 people.
| Name | Role | Location |
|---|---|---|
| Thomas Thomas | SECRETARY AND DIRECTOR; SECRETARY, VICE PRESIDENT AND DIRECTOR | Grand Rapids, MI |
| Amy M Cameron | PRESIDENT, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Thomas C Jensen | VICE PRESIDENT, OFFICER, MANAGING DIRECTOR - INVESTMENTS | — |
| Allen Randolph Cantrell | VICE PRESIDENT, OFFICER, MANAGING DIRECTOR - INVESTMENTS | — |
| Brian J Borakove | TREASURER AND OFFICER | — |
| Anne Marie Finucane | SENIOR VICE PRESIDENT, DEPUTY CHIEF INVESTMENT OFFICER - INVESTMENTS | — |
| Benjamin T Wydick | SENIOR VICE PRESIDENT, DIRECTOR, OFFICER AND CHIEF RISK EXECUTIVE | — |
| Jason Theodore Micks | VICE PRESIDENT, OFFICER AND MANAGING DIRECTOR - INVESTMENT RESEARCH | — |
| Stan J Van Aartsen | VICE PRESIDENT, OFFICER AND MANAGING DIRECTOR - INVESTMENTS | — |
| Kevin Charles Coombe | VICE PRESIDENT, OFFICER AND MANAGING DIRECTOR - INVESTMENTS | — |
| Melissa M Haberstich | CHIEF COMPLIANCE OFFICER | — |
| Barth Thomas Thomas | SECRETARY, VICE PRESIDENT, DIRECTOR AND OFFICER | — |
| Eric M Boyd | VICE PRESIDENT, OFFICER AND MANAGING DIRECTOR - INVESTMENTS | — |
| PANTAGES JEFFREY BRUCE | SENIOR VICE PRESIDENT | — |
| JUNG KERRY ANNE | LEAD ATTORNEY AND SECRETARY | — |
| HALEVAN TIMOTHY SULLIVAN | CHIEF COMPLIANCE OFFICER | — |
| WARSHAUER MARK T | SENIOR VICE PRESIDENT | — |
| HALVERSON LAWRENCE ROY | SENIOR VICE PRESIDENT | — |
| HOFFMANN MARY | ASSISTANT SECRETARY/ASSISTANT TREASURER; ASSISTANT VICE PRESIDENT; ASSISTANT VICE PRESIDENT/CHIEF COMPLIANCE OFFICER (+5 more) | — |
| GAMBLE JOHN CLIFFORD | VICE PRESIDENT | — |
| HEAD MARIAN MARGARET | CHIEF COMPLIANCE OFFICER | — |
| MARKS DAVID PAUL | PRESIDENT AND DIRECTOR | — |
| PETCHLER JOHN WILLIAM | SENIOR VICE PRESIDENT; VICE PRESIDENT; VICE PRESIDENT MANAGING DIRECTOR-INVESTMENTS | — |
| NELSON MARIAN MARGARET | CHIEF COMPLIANCE OFFICER | — |
| ANDERSON CHRISTINE MARY | DIRECTOR AND TREASURER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-11-18 | regulatory | CUNA BROKERAGE SERVICES INC., WAS CENSURED, AND FINED $30,000, WHICH WAS PAID IN FULL ON DECEMBER 2, 2024. IN JANUARY 2023, THE FIRM FAILED TO PRESERVE ABOUT 14,000 RECORDS CONTAINING CUSTOMER INFORMATION RELATED TO RECOMMENDATIONS FOR ROLLOVERS OF EMPLOYER-SPONSORED RETIREMENT PLANS INTO INDIVIDUAL… | Final | $30K |