SOUTHWEST STRATEGIES

SOUTHWEST STRATEGIES of DALLAS, TX is an SEC-registered investment adviser (CRD 106013). Regulatory assets under management: $114.2M.

Registration

• CRD: 106013
• SEC file number: 801-17138
• Type: Registered investment adviser
• Location: 5310 HARVEST HILL ROAD, SUITE 146 LB105, DALLAS, TX, 75230
• Phone: 972-960-6460
• Latest filing: 2006-03-30
• Regulatory AUM: $114.2M
• Discretionary AUM: $111.1M
• Non-discretionary AUM: $3.1M
• Clients: 1
• Accounts: 349

Officers, owners & control persons (4)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 106013 on SEC IAPD (source of record)
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