TRUSTMONT ADVISORY GROUP, INC. of GREENSBURG, PA is an SEC-registered investment adviser (CRD 106015). Regulatory assets under management: $1.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Peter Daniel Dochinez | OWNER | — |
| Laura Jean Abbott Decarolis | OWNER/REGISTERED REPRESENTATIVE | — |
| George Phillip Hebert | OWNER | — |
| Anthony Charles Hladek | PRESIDENT | — |
| Mary Lynne Hixenbaugh | CHIEF COMPLIANCE OFFICER | — |
| James Daniel Ault | OWNER/REGISTERED REPRESENTATIVE | — |
| Donald John Barzak | OWNER/REGISTERED REPRESENTATIVE | — |
| Lacey M Dochinez | DIRECTOR | — |
| DOCHINEZ PETER DANIEL | OWNER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HARRIS JAMES EDWARD | OWNER; OWNER/REGISTERED REPRESENTATIVE | — |
| PETRUCCI MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | — |
| ABBOTT DECAROLIS LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | — |
| HEBERT GEORGE PHILLIP | OWNER; OWNER/REGISTERED REPRESENTATIVE | — |
| HOUSE MAX RICHARD | OWNER/REGISTERED REPRESENTATIVE | — |
| TOTH AIMEE ANNE | CHIEF COMPLIANCE OFFICER | — |
| ORR CLIFFORD THOMAS | CHIEF COMPLIANCE OFFICER | — |
| HLADEK ANTHONY CHARLES | CHIEF OPERATIONS OFFICER; PRESIDENT | — |
| HIXENBAUGH MARY LYNNE | CHIEF COMPLIANCE OFFICER | — |
| AULT JAMES DANIEL | OWNER/REGISTERED REPRESENTATIVE | — |
| BARZAK DONALD JOHN | OWNER/REGISTERED REPRESENTATIVE | — |
| DOCHINEZ LACEY M | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-06-06 | regulatory | FINRA RULE 2010, NASD RULES 2110, 3011(C), 3012, MSRB RULE G-27: A MEMBER FIRM, ACTING THROUGH DOCHINEZ, THE FIRM'S PRESIDENT, CHIEF EXECUTIVE OFFICER (CEO) AND PRINCIPAL, FAILED TO ESTABLISH, MAINTAIN AND ENFORCE AN ADEQUATE SYSTEM OF SUPERVISORY CONTROL POLICIES AND PROCEDURES THAT (A) TESTED AND… | Final | — |
Showing 15 of 30 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| BLOOMSBURG | PA | 3 | 570-784-1716 |
| MONROEVILLE | PA | 2 | 412-856-7300 |
| BROOMALL | PA | 2 | 484-420-4267 |
| MURRYSVILLE | PA | 2 | 724-325-3881X5 |
| — | — | 2 | 800-621-6381 |
| CORTLAND | OH | 2 | 330-638-1883 |
| — | — | 2 | 800-621-6381 |
| WILKES-BARRE | PA | 2 | 570-824-9343 |
| — | — | 1 | 612-701-4408 |
| FLOURTOWN | PA | 1 | 215-207-9433 |
| NEWPORT | PA | 1 | 717-589-7800 |
| — | — | 1 | 856-761-7227 |
| — | — | 1 | 920-471-1455 |
| — | — | 1 | 614-565-8105 |
| — | — | 1 | 614-400-0727 |