WASATCH ADVISORS LP of SALT LAKE CITY, UT is an SEC-registered investment adviser (CRD 106081). Regulatory assets under management: $23.3B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
Showing 25 of 37 people.
| Name | Role | Location |
|---|---|---|
| Jeffrey Stewart Cardon | DIRECTOR | — |
| James Bradley Taylor | DIRECTOR | — |
| Eric Scott Bergeson | DIRECTOR; PRESIDENT, DIRECTOR | — |
| Daniel Dean Thurber | DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; DIRECTOR, VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | — |
| Michael Kenneth Yeates | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| Ajay Chandroth Krishnan | DIRECTOR, PORTFOLIO MANAGER | — |
| Hollie Rae Strasburg | DIRECTOR, CHIEF OPERATING OFFICER; DIRECTOR, DIRECTOR OF OPERATIONS | — |
| Catherine Kitty Swenson | DIRECTOR, DIRECTOR OF CLIENT RELATIONS | — |
| Ryan Brent Snow | DIRECTOR, PORTFOLIO MANAGER | — |
| Michael Kimball Valentine | DIRECTOR, PORTFOLIO MANAGER | — |
| Dustin Mark Mccarty | DIRECTOR, HEAD OF DISTRIBUTION | — |
| BERGESON SCOTT | DIRECTOR; PRESIDENT, DIRECTOR | — |
| PALMER ANGELA MARIE | VICE PRESIDENT | — |
| STEWART SAMUEL SPENCER | CHAIRMAN; CHAIRMAN, CHIEF EXECUTIVE OFFICER | — |
| CARDON JEFFREY STEWART | DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, TREASURER, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR | — |
| BARKER KAROLYN DAWN | VICE PRESIDENT, DIRECTOR | — |
| GARDINER ROBERT THATCHER | DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| EDWARDS VENICE FARNSWORTH | SECRETARY; SECRETARY, CHIEF COMPLIANCE OFFICER; SECRETARY, COMPLIANCE OFFICER (+1 more) | — |
| SCOWCROFT JOHN ARTHUR | CHIEF OPERATING OFFICER, DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| O'REILLY AMY RICHARDSON | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| TAYLOR JAMES BRADLEY | CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | — |
| THURBER DANIEL DEAN | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; DIRECTOR, VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL (+1 more) | — |
| PODSIADLO EUGENE LAWRENCE | DIRECTOR | — |
| JESPERSEN ROY SOREN | VICE PRESIDENT, DIRECTOR | — |
| WORTON KAROLYN DAWN | DIRECTOR; VICE PRESIDENT, DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-03-05 | regulatory | BAFIN LEVIED A FINE OF EURO 200,000 FOR EACH OF WASATCH FUNDS TRUST AND WA HOLDINGS, INC. FOR FAILURE TO SUBMIT A VOTING RIGHTS NOTIFICATION ON TIME TO BAFIN, STATING THAT THE PERCENTAGE OF VOTING RIGHTS FOR A SECURITY HELD IN CLIENT PORTFOLIOS AND AN AFFILIATED MUTUAL FUND HAD FALLEN BELOW THE 3% N… | Final | $365K |