CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC of RADNOR, PA is an SEC-registered investment adviser (CRD 106256). Regulatory assets under management: $10.8B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 33 people.
| Name | Role | Location |
|---|---|---|
| Joseph Patrick Smith | PRESIDENT / CHIEF INVESTMENT OFFICER - LISTED REAL ASSETS | — |
| David James Makowicz | HEAD OF INVESTOR SOLUTIONS; MANAGING DIRECTOR, LISTED BUSINESS DEVELOPMENT STRATEGIST | — |
| Jonathan A Blome | CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER | — |
| Jeremy Michael Anagnos | CHIEF INVESTMENT OFFICER - LISTED INFRASTRUCTURE | — |
| Christopher S Reich | PORTFOLIO MANAGER / HEAD OF QUANTITATIVE RESEARCH | — |
| Jeff Chenghsun Chang | CHIEF COMPLIANCE OFFICER | — |
| Kenneth Scott Weinberg | CHIEF INVESTMENT OFFICER - LISTED REAL ESTATE | — |
| SMITH BRIEN PATRICK | EXECUTIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR / CO-CHIEF INVESTMENT OFFICER (+6 more) | — |
| ANAGNOS JEREMY MICHAEL | CHIEF INVESTMENT OFFICER - INFRASTRUCTURE; CHIEF INVESTMENT OFFICER - LISTED INFRASTRUCTURE; PRINCIPAL / CHIEF INVESTMENT OFFICER - INFRASTRUCTURE | — |
| FURNARY STEPHEN J | EXECUTIVE OFFICER | — |
| CORDES C STEPHEN | EXECUTIVE OFFICER | — |
| BARCLAY JEFFREY A | EXECUTIVE OFFICER | — |
| FERGUSON THOMAS RITSON | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER / CO-CHIEF INVESTMENT OFFICER; EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER (+3 more) | — |
| KLING JARRETT BURT | EXECUTIVE OFFICER; MANAGING DIRECTOR; PRINCIPAL | — |
| BURTON STEPHEN DAVID | EXECUTIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR / CO-CHIEF INVESTMENT OFFICER (+1 more) | — |
| MCDEVITT VINCENT PAUL | CHIEF COMPLIANCE OFFICER | — |
| MAKOWICZ DAVID JAMES | CHIEF OPERATING OFFICER; HEAD OF INVESTOR SOLUTIONS; PRINCIPAL / CHIEF OPERATING OFFICER (+2 more) | — |
| GROSSMAN CHARLES | EXECUTIVE OFFICER | — |
| REXROAD SHERRY LYNN | PORTFOLIO MANAGER | — |
| TRUDEL HEATHER ANN | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| VEENHUYSEN ARNOLDUS WILHELM | EXECUTIVE OFFICER | — |
| WEISZ JOHN A | EXECUTIVE OFFICER | — |
| CAMPBELL KENNETH DALE | PORTFOLIO MANAGER | — |
| REXROAD SHERRY L | PORTFOLIO MANAGER | — |
| ZITELLI WILLIAM EUGENE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-19 | regulatory | THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ALLEGED THAT CBRE, INC.'S FORM SEPARATION AGREEMENT INCLUDED LANGUAGE THAT THE SEC CONSIDERED AS IMPEDING AN EMPLOYEE'S ABILITY TO REPORT POTENTIAL CONCERNS TO REGULATORS. THE SEC INDICATED THAT IT WAS NOT AWARE OF SPECIFIC INSTANCES IN WHICH A FOR… | Final | $375K |