TOEWS CORPORATION of NORTHFIELD, NJ is an SEC-registered investment adviser (CRD 106304). Regulatory assets under management: $1.0B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Phillip Ray Toews | CEO, SOLE SHAREHOLDER AND SOLE DIRECTOR | — |
| Jason Andrew Graffius | CHIEF OPERATING AND FINANCIAL OFFICER | — |
| Eben Timothy Burr | PRESIDENT | — |
| Yu Jin Kim | CHIEF COMPLIANCE OFFICER | — |
| TOEWS PHILLIP RAY | CEO, SOLE SHAREHOLDER AND SOLE DIRECTOR; PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER,SOLE SHAREHOLDER AND SOLE DIRECTOR (+1 more) | — |
| SCHROEDER RANDALL DEAN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR (+1 more) | — |
| RIGOLIZZO ALEXANDER JOHN | COO; COO/CCO | — |
| KULLMAN DANIEL MARSHALL | SALES AND MARKETING DIRECTOR AND DIRECTOR OF EDUCATION AND TRAINING | — |
| KIM JOO JAMES JIN | CHIEF COMPLIANCE OFFICER | — |
| POST JENNIFER LYNN | CHIEF COMPLIANCE OFFICER | — |
| RODRIGUEZ JENNIFER LYNN | CHIEF COMPLIANCE OFFICER | — |
| GRAFFIUS JASON ANDREW | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; CHIEF OPERATING AND FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| BURR EBEN TIMOTHY | MANAGING DIRECTOR; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-20 | regulatory | THE ORDER ALLEGES THAT BETWEEN 2017 TO 2022 TOEWS, CAST PROXY VOTES IN CONNECTION WITH SHAREHOLDER MEETINGS ON BEHALF OF FUNDS MANAGED BY TOEWS ("TOEWS FUNDS") WITHOUT TAKING STEPS TO DETERMINE WHETHER THE VOTES WERE CAST IN CLIENTS' BEST INTERESTS, AND WITHOUT IMPLEMENTING POLICIES AND PROCEDURES R… | Final | $150K |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 5 | 800-511-8730 |
| NEW YORK | NY | 5 | 800-511-8730 |