LINSCOMB WEALTH, INC. of HOUSTON, TX is an SEC-registered investment adviser (CRD 106779). Regulatory assets under management: $5.2B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
Showing 25 of 43 people.
| Name | Role | Location |
|---|---|---|
| Melissa Holding | BOARD MEMBER | — |
| George Walter Christopherson | CHAIRMAN | — |
| Phillip Paul Hamman | PRESIDENT & CEO | — |
| Ryan Lenn Patterson | CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| Lyda Iturralde | CHIEF COMPLIANCE OFFICER/CHIEF ADMINISTRATIVE OFFICER | Houston, TX |
| Christopher Allen Bagley | DIRECTOR | — |
| Charlotte Nicholson Corley | DIRECTOR | — |
| Daniel Lee Thornton | CHIEF OPERATIONS OFFICER | — |
| Valerie Toalson | DIRECTOR | — |
| SARFF JEFFREY LEE | SENIOR VICE PRESIDENT & CFO | — |
| WILLIAMS JOSEPH HAROLD | CCO; CHAIRMAN; CHAIRMAN & CHIEF EXECUTIVE OFFICER (+6 more) | — |
| LINSCOMB DANIEL JOHN | DIRECTOR; PRESIDENT; VICE CHAIRMAN | — |
| WILLIAMS GEORGE FRANKLIN | DIRECTOR; EXEC VICE PRESIDENT; VICE PRESIDENT | — |
| CHRISTOPHERSON GEORGE WALTER | CHAIRMAN; EXECUTIVE VICE PRESIDENT; EXEC VICE PRESIDENT (+3 more) | — |
| DAVIS HEIDI LEUPPI | EXEC VP & SECRETARY; SENIOR VICE PRESIDENT; SR. VICE PRESIDENT | — |
| GALFIONE CAROLYN ANN | CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT; SR VP & ASS'T TREASURER | — |
| DAGOSTINO JAMES SAMUEL JR | CHAIRMAN; CHRMN & CEO | — |
| CREEL L ANDERSON | EXEC VP, CFO, & TREASURER | — |
| MRLIK ROBERT D | EXEC VP | — |
| CARROLL RHONDA L | SR VP & ASS'T SECRETARY; SR VP & SECRETARY | — |
| PAGE ANDREW AUSTIN | VICE PRESIDENT & ASST TREASURER | — |
| SCHMALHAUSEN KELLY OWEN | CHIEF COMPLIANCE OFFICER & DIRECTOR | — |
| MURPHY BRIAN B | CHAIRMAN; DIRECTOR | — |
| AULBACH JAMES CHARLES | CHIEF COMPLIANCE OFFICER | — |
| KAUFMAN MARK ALAN | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-11-29 | regulatory | 1. PRIOR TO JOINING LINSCOMB & WILLIAMS, CHRIS RUSSELL WAS LICENSED AS A GENERAL SECURITIES REPRESENTATIVE WITH SEVERAL FINRA-MEMBER BROKER DEALERS FROM 2005 THROUGH 2016. THERE WAS NO DISCIPLINARY HISTORY DURING THIS PERIOD. 2. ON SEPTEMBER 21, 2015, FINRA MADE EFFECTIVE A NEW RULE, RULE 3280, WHIC… | Final | $5K |