FINANCIAL MANAGEMENT ADVISORS, LLC

FINANCIAL MANAGEMENT ADVISORS, LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 106870). Regulatory assets under management: $1.5B.

Registration

Officers, owners & control persons (16)

NameRoleLocation
Wong Kin MingVP/DIRECTOR OF CLIENT SERVICESKwai Chung, K3
KHLOPIN ROGER JOHNSR. VICE PRESIDENT MANAGING DIRECTOR - EQUITIES—
HENNESSY JAMES MICHAELEXECUTIVE VP, DIR. OF MARKETING—
MALAMED KENNETH DAVIDPRESIDENT/CIO/ELECTED MANAGER; PRESIDENT/DIRECTOR/CIO; TRUSTEE—
MALAMED SANDRA CUMINGSCORPORATE SECRETARY/DIRECTOR/EVP; SECRETARY/EVP/ELECTED MANAGER; TRUSTEE—
MICHAELS STEVENEVP/PORTFOLIO MANAGER/MANAGING DIRECTOR - HIGH YIELD/ELECTED MANAGER; SVP/PORTFOLIO MANAGER/MANAGING DIRECTOR - HIGH YIELD/ELECTED MANAGER; SVP/PROTFOLIO MGR./MNG. DIRECTOR-HIGH YIELD—
LARSEN CHARLES JOHNSVP, CFO, COO, CHIEF COMPLIANCE OFFICER—
MALAMED RICHARD LUISEVP/CFO/COO/DIRECTOR; EVP/CFO/COO/ELECTED MANAGER—
BERG ANDREW LAURENCEVICE PRESIDENT, SR. HY ANALYST—
GRATZ DOUGLASVP/PORTFOLIO MANAGER, CFA—
KAHN ROBERTSR. VICE PRESIDENT, PORTFOLIO MANAGER—
MALALUAN LERMAVICE PRESIDENT/CFA/SR. HY ANALYST—
SODERLIND DONALD WAYNEVICE PRESIDENT/CFA/SR. EQUITY ANALYST—
SOMERS TIMOTHY ALANSR. VICE PRESIDENT/PORTFOLIO MANAGER—
TSUI MOSUMSVP/PORTFOLIO MANAGER/CFA—
HARKNESS MARLETTA LETITIACHIEF COMPLIANCE OFFICER—

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