WILMINGTON TRUST INVESTMENT ADVISORS, INC. of WILMINGTON, DE is an SEC-registered investment adviser (CRD 106909). Regulatory assets under management: $17.8B.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Pensions, Charities, Corporations, Other.
Showing 25 of 79 people.
| Name | Role | Location |
|---|---|---|
| MICHAEL J KEANE | DIRECTOR | BALTIMORE, MD |
| LISA J ROBERTS | DIRECTOR | NEW YORK, NY |
| Schultz Mark | ADMINISTRATIVE VICE PRESIDENT & CHIEF EQUITY OFFICER; CHIEF EQUITY OFFICER; CHIEF EQUITY STRATEGIST | Irvine, CA |
| John James Kelley | CHIEF ADMINISTRATIVE OFFICER & CHIEF OPERATIONS OFFICER; SENIOR VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | — |
| Anthony Michael Roth | PRESIDENT & CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| Luke Alan Tilley | EXECUTIVE VICE PRESIDENT & CHIEF ECONOMIST | — |
| Matthew Douglas Glaser | EXECUTIVE VICE PRESIDENT & HEAD OF EQUITY AND NON-TRADITIONAL INVESTMENTS | — |
| Randy Howard Vogel | EXECUTIVE VICE PRESIDENT AND HEAD OF FIXED INCOME | — |
| Andrew John Baldauf | CCO; CHIEF COMPLIANCE OFFICER | — |
| Edna Jennifer Warren | CHAIR OF THE BOARD AND CHIEF EXECUTIVE OFFICER | — |
| Gerald E Baker | DIRECTOR/EXECUTIVE VICE PRESIDENT | — |
| Abigail Riley Mrozinski | DIRECTOR | — |
| DWYER WILLIAM FRANCIS | CHIEF INVESTMENT OFFICER, PRESIDENT, DIRECTOR | — |
| RUS THOMAS R | CHIEF COMPLIANCE OFFICER | — |
| ODLUM MICHAEL GREGORY | PRESIDENT & DIRECTOR | — |
| SWEET ROBERT THOMAS | MANAGING DIRECTOR; MANAGING DIRECTOR & ECONOMIST; MANAGING DIRECTOR & PRINCIPAL | — |
| HOFFACKER BRETT ALLEN | MANAGING DIRECTOR; MANAGING DIRECTOR & PRINCIPAL | — |
| HANNAN JAMES MICHAEL | MANAGING DIRECTOR; MANAGING DIRECTOR & PRINCIPAL | — |
| GRIMES BYRON J | MANAGING DIRECTOR | — |
| TRUESDELL ROBERT JOHN | CHIEF INVESTMENT OFFICE FOR FIXED INCOME; CHIEF INVESTMENT OFFICER FOR FIXED INCOME; MANAGING DIRECTOR | — |
| PIERCE THOMAS RICHARD | CHIEF INVESTMENT OFFICE FOR ASSET STRATEGIES; CHIEF INVESTMENT OFFICER FOR ASSET STRATEGIES; CHIEF INVESTMENT STRATEGIST (+4 more) | — |
| MACEY REX PHILLIP | CHIEF ALLOCATION OFFICER; CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT | — |
| HYNES TIMOTHY JOSEPH | DIRECTOR & ASSISTANT SECRETARY | — |
| ROBBINS JOHN FRANKLYN | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| DANIELS MICHAEL DENNIS | ADMINISTRATIVE VICE PRESIDENT & CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; CO-CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-10-14 | regulatory | THE BOARD OF GOVERNORS ALLEGED THAT PRIOR TO 2018 M&T BANK FAILED TO REQUIRE FLOOD INSURANCE IN CONNECTION WITH CERTAIN LOANS. | Final | $546K |
| 2014-10-09 | regulatory | THE CFPB ALLEGED THAT M&T FAILED TO PROPERLY DISCLOSE IN ITS ADVERTISING AT VARIOUS POINTS BETWEEN 2009 AND 2012 THAT MINIMUM ACCOUNT ACTIVITY REQUIREMENTS EXISTED AND THAT FAILURE TO MEET THOSE REQUIREMENTS WOLD RESULT IN THE FREE CHECKING ACCOUNT CONVERTING TO A DIFFERENT ACCOUNT WHICH HAD A MONTH… | Final | $2.2M |