PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY of GLENDALE, CA is an SEC-registered investment adviser (CRD 106962). Regulatory assets under management: $87.5M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| George Allen Henning | CEO,D; CEO, PRESIDENT, DIRECTOR; CHIEF COMPLIANCE OFFICER | — |
| Barbara Anne Kelley | CHIEF COMPLIANCE OFFICER, EVP,D; EXECUTIVE VICE PRESIDENT, DIRECTOR; TREASURER | — |
| Catherine Leigh Henning | DIRECTOR; SR VICE PRESIDENT & SECRETARY | — |
| Edward Lee Apple | DIRECTOR; SHAREHOLDER | — |
| Thomas Herbert Hanson | SHAREHOLDER; TRUSTEE; TRUSTEE THOMAS H. HANSON REVOCABLE TRUST | — |
| Marcia Haru Hirasaki | TRUSTEE; TRUSTEE THE HIRASAKI FAMILY TRUST - BYPASS SHARE | — |
| Mark Kiyoshi Hirasaki | TRUSTEE; TRUSTEE THE HIRASAKI FAMILY TRUST - BYPASS SHARE | — |
| HENNING GEORGE ALLEN | CEO,D; P,D; P,S,D | — |
| BREEN VICTORIA LOUISE | D,AS; DIRECTOR, ASSISTANT SECRETARY | — |
| KELLEY BARBARA ANNE | CCO, EVP,D; CHIEF COMPLIANCE OFFICER, EVP,D; EVP,D (+1 more) | — |
| MCCARY WILLIAM HUBBARD | D | — |
| HIRASAKI MANABI | D | — |
| BRINKER JOSEPH FRANCIS | D | — |
| HANSON THOMAS HERBERT | EVP,D; TRUSTEE THOMAS H. HANSON REVOCABLE TRUST; TTEE THOMAS H. HANSON REVOCABLE TRUST | — |
| HENNING CATHERINE LEIGH | ASSISTANT SECRETARY; DIRECTOR; SECRETARY (+2 more) | — |
| MEYERS SHELLY JEAN | EXECUTIVE VICE PRESIDENT | — |
| NISHIDA HERBERT HIDEO | DIRECTOR | — |
| COQUILLARD SAMUEL CLARKE | EXEC VICE PRESIDENT | — |
| KRUCZEK ROBERT PATRICK | DIRECTOR; VICE CHAIRMAN | — |
| APPLE MICHELLE LEE | DIRECTOR | — |
| YAN JING JING | TREASURER | — |
| YAN JINGJING | VICE PRESIDENT, TREASURER | — |
| HIRASAKI MARCIA HARU | TRUSTEE THE HIRASAKI FAMILY TRUST - BYPASS SHARE | — |
| HIRASAKI MARK KIYOSHI | TRUSTEE THE HIRASAKI FAMILY TRUST - BYPASS SHARE | — |
| HIRASAKI MARCIA | TTEE THE HIRASAKI FAMILY TRUST - BYPASS SHARE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2005-03-06 | civil | THE ARBITRATION CONCERNED A NON-QUALIFIED ACCOUNT THAT MS. SWARTZ INHERITED FROM HER FATHER WHICH WAS MANAGED BY THE FIRM. AS TRUSTEE OF THE ACCOUNT AND EXECUTRIX OF HER FATHER'S ESTATE, MS. SWARTZ ALLEGED SEVERAL CLAIMS AGAINST THE FIRM CONCERNING THE INVESTMENT MANAGEMENT OF THE ACCOUNT, INCLUDING… | Pending | — |