VIRTUS INVESTMENT ADVISERS, LLC of HARTFORD, CT is an SEC-registered investment adviser (CRD 106982). Regulatory assets under management: $51.7B.
Compensation: % of AUM.
Clients served: Charities, Other.
Showing 25 of 55 people.
| Name | Role | Location |
|---|---|---|
| Zhang Hao | PORTFOLIO MANAGER, VALUE EQUITIES | Chicago, IL |
| Andra Cynthia Purkalitis | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | — |
| Richard William Smirl | EXECUTIVE VICE PRESIDENT | — |
| David George Hanley | TREASURER | — |
| Kathryn Lee Santoro | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | — |
| Chetram Persaud | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | Hartford, CT |
| Jennifer Seymour Fromm | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | — |
| Daphne Tippens Chisolm | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | — |
| AYLWARD GEORGE R | DIRECTOR AND PRESIDENT; DIRECTOR, PRESIDENT AND CHAIRMAN; EXECUTIVE VICE PRESIDENT (+1 more) | — |
| BEERS JOHN HENRY | VICE PRESIDENT & CLERK | — |
| PEASE GLENN H | VICE PRESIDENT, FINANCE AND TREASURER | — |
| NEEL CARLTON BRYAN | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| DICKERSON DAVID C | SENIOR VICE PRESIDENT | — |
| GERACI DANIEL THEODORE | DIRECTOR AND PRESIDENT; DIRECTOR AND PRESIDENT, EQUITIES | — |
| SMIRL RICHARD WILLIAM | EXECUTIVE VICE PRESIDENT | — |
| CARR ERIC JOHN | SENIOR VICE PRESIDENT AND CLERK; VICE PRESIDENT AND CLERK | — |
| HAYLON MICHAEL EDWARD | DIRECTOR; DIRECTOR AND PRESIDENT, FIXED INCOME; PRESIDENT & DIRECTOR | — |
| HEANEY TIMOTHY M | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR; SENIOR PORTFOLIO MANAGER (+2 more) | — |
| WEHR JAMES DAVID | DIRECTOR AND EXECUTIVE VICE PRESIDENT; DIRECTOR AND SENIOR VICE PRESIDENT, FIXED INCOME; SENIOR VICE PRESIDENT, FIXED INCOME | — |
| BONNER DOREEN ALICIA | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, COMPLIANCE OFFICER | — |
| WALTMAN FRANCIS GEORGE | DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR, SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| ALBRYCHT DAVID LEON | CHIEF INVESTMENT OFFICER - MULTI SECTOR FIXED INCOME STRATEGIES; MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| KELLEHER CHRISTOPHER JUDE | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| SANER CHRISTOPHER JOHN | MANAGING DIRECTOR | — |
| BEAULIEU CYNTHIA ANNE | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-11-16 | regulatory | IN A DECEMBER 2014 SETTLEMENT WITH THE SEC, F-SQUARED INVESTMENTS ("F-SQUARED"), AN UNAFFILIATED FORMER SUBADVISER TO VIA, ADMITTED THAT IT HAD VIOLATED FEDERAL SECURITIES LAWS RELATED TO INACCURATE PERFORMANCE INFORMATION FOR THE PERIOD OF APRIL 2001 THROUGH SEPTEMBER 2008 THAT WAS PROVIDED TO CLIE… | Final | $2.0M |