OAK RIDGE INVESTMENTS, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 107066). Regulatory assets under management: $1.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| WILLIAMS LEE | PRESIDENT | CENTURY CITY, CA |
| Joseph Julian Scavetti | CHIEF COMPLIANCE OFFICER | — |
| David Michael Klaskin | MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER; TRUSTEE | — |
| Robert Gregg Mcvicker | MANAGER, MEMBER | — |
| John Kane Brinckerhoff | COO | — |
| Mark David Goodwin | MANAGER | — |
| Neil Anthony Cummins | MEMBER | — |
| John Edward Peters | MEMBER | — |
| BRINCKERHOFF JOHN KANE | COO | — |
| GOODWIN MARK DAVID | CHIEF OPERATING OFFICER, EXECUTIVE V.P.; CHIEF OPERATING OFFICER, EXECUTIVE V.P., MANAGER; MANAGER (+1 more) | — |
| HOOD OSBERT MARTIN | MANAGER | — |
| KLASKIN DAVID MICHAEL | MANAGER, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER; MANAGER, CHIEF EXECUTIVE OFFICER; MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER (+2 more) | — |
| PETERS JOHN EDWARD | MEMBER; PRESIDENT; VICE CHAIRMAN | — |
| MOLOTSKY ALAN EUGENE | CFO; MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P. (+1 more) | — |
| GASPAR DAVID JOHN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, EXECUTIVE V.P.; CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P. (+1 more) | — |
| HARRINGTON MICHAEL EDWARD | PRESIDENT; VICE CHAIRMAN | — |
| DOLAN JOHN J | CCO | — |
| RUDZINSKI SUSAN SCHWARZ | CHIEF COMPLIANCE OFFICER | — |
| SCARAMUCCI ADREA ANN | CCO | — |
| WEGBREIT SAMUEL | MANAGING MEMBER | — |
| KAILIN KENNETH SCOTT | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER | — |
| SCAVETTI JOSEPH JULIAN | CHIEF COMPLIANCE OFFICER | — |
| CUMMINS NEIL ANTHONY | CHAIRMAN; MANAGER, CHAIRMAN; MEMBER | — |
| MCVICKER ROBERT GREGG | MANAGER, MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-06 | criminal | DISCLOSURE IS RELATED TO AN INCIDENT ON 12/06/2024 IN RESPONSE TO A NOISE COMPLAINT AT A SOCIAL GATHERING THAT INVOLVED AN ACQUAINTANCE'S CELL PHONE BEING ACCIDENTALLY BROKEN. THE COST OF THE CELL PHONE EXCEEDED THE FELONY THRESHOLD LEVELS, RESULTING IN THE INITIAL CHARGES. AFTER EVIDENCE WAS SUBMIT… | Final | — |