EVERHART FINANCIAL GROUP INC of DUBLIN, OH is an SEC-registered investment adviser (CRD 107091). Regulatory assets under management: $2.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations.
| Name | Role | Location |
|---|---|---|
| Richard Scott Everhart | OWNER AND PRESIDENT | — |
| Matthew James Romeo | OWNER | — |
| Brian J Hanna | OWNER | — |
| Frank Ciotola | OWNER | — |
| Steven Reinsel | OWNER, CHIEF COMPLIANCE OFFICER, MANAGING PARTNER | Dublin, OH |
| EVERHART RICHARD SCOTT | OWNER; OWNER AND PRESIDENT; OWNER/CHIEF COMPLIANCE OFFICER | — |
| KEELER ANDREW PAUL | FINANCIAL PLANNER; OWNER | — |
| ROMEO MATTHEW JAMES | OWNER; OWNER AND CHIEF COMPLIANCE OFFICER; OWNER AND CHIEF OPPERATIONS OFFICER (+1 more) | — |
| HANNA FRANK J | OWNER; PARTNER | — |
| CIOTOLA FRANK | OWNER | — |
| REINSEL STEVEN | CHIEF COMPLIANCE OFFICER; OWNER, CHIEF COMPLIANCE OFFICER; OWNER, CHIEF COMPLIANCE OFFICER, MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-01-14 | regulatory | SEC ADMIN RELEASE 34-76897/IA RELEASE 4314/JANUARY 14, 2016: THE SECURITIES AND EXCHANGE COMMISSION (COMMISSION) DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HERBY ARE, INSTITUTED PURSUANT TO SECTIONS 203(E), 203(F) AND 203(K) OF… | Final | $80K |
| — | regulatory | — | — | — |