TIAA-CREF INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 107168). Regulatory assets under management: $292.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Showing 25 of 108 people.
| Name | Role | Location |
|---|---|---|
| Saira Ann Malik | EXECUTIVE VICE PRESIDENT | San Francisco, CA |
| Megan Eileen Sendlak | CONTROLLER AND MANAGING DIRECTOR | Chicago, IL |
| Cinda Dawn Whitten | OFFICER - SENIOR MANAGING DIRECTOR | NEW YORK, NY |
| Stuart Redman Brunet | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | San Francisco, CA |
| John Michael McCann | ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY, MANAGING DIRECTOR; SMD, ASSOCIATE GC AND ASSISTANT SECRETARY | Charlotte, NC |
| William Thomas Huffman | PRESIDENT | — |
| Konyinsola Kehinde Akibayo | CONTROLLER AND MANAGING DIRECTOR | — |
| BRUNET STUART REDMAN | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; SENIOR DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| HUFFMAN GARY THOMAS | PRESIDENT | — |
| MARCUS WARREN R | ASSISTANT SECRETARY | — |
| SERLEN MARK LEONARD | ASSISTANT SECRETARY; SECRETARY | — |
| VELLEKAMP ROGER ALAN | VICE PRESIDENT, CORPORATE TAX | — |
| MARTENS ERWIN WAYNE | MANAGER; MANAGER AND EXECUTIVE VICE PRESIDENT, RISK MANAGEMENT | — |
| CHINERY GARY MARK | VICE PRESIDENT AND TREASURER | — |
| OPPENHEIM ERIC CARL | ACTING CHIEF COMPLIANCE OFFICER | — |
| DECKBAR CAROL WARD | DIRECTOR, SENIOR VICE PRESIDENT, INVESTMENT PRODUCTS; EVP, INSTITUTIONAL INVESTMENTS & ENDOWMENT SERVICES; EXECUTIVE VICE PRESIDENT (+5 more) | — |
| MORALES JUAN CARLOS | CHIEF FINANCIAL OFFICER | — |
| HUFFMAN WILLIAM T | EXECUTIVE VICE PRESIDENT, PRESIDENT - NUVEEN EQUITIES AND FIXED INCOME; SENIOR MANAGING DIRECTOR, HEAD OF NUVEEN EQUITIES AND FIXED INCOME | — |
| NOLES RUSSELL GORDON | MANAGER AND ACTING CHIEF FINANCIAL OFFICER; MANAGER, VICE PRESIDENT AND ACTING CHIEF FINANCIAL OFFICER | — |
| BHANSALI RUPAL JAYESH | MANAGING DIRECTOR, GLOBAL DERIVATIVE STATEGIES AND TRADING; MANAGING DIRECTOR, HEAD OF DERIVATIVES QUANTITATIVE STATEGIES AND TRADING | — |
| EVANS SCOTT CRANE | EXECUTIVE VICE PRESIDENT; MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| SOMERS JOHN ARTHUR | EXECUTIVE VICE PRESIDENT; HEAD OF FIXED INCOME AND REAL ESTATE INVESTMENTS; SENIOR MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT (+1 more) | — |
| GREENE STEWART PAUL | ASSISTANT SECRETARY; CHIEF COUNSEL, SECURITIES LAW AND ASSISTANT SECRETARY; CHIEF COUNSEL, SECURITIES LAW & ASSISTANT SECRETARY (+3 more) | — |
| ULICK SUSAN ELLIOTT | HEAD OF EQUITY INVESTMENTS; SENIOR MANAGING DIRECTOR, GLOBAL EQUITY INVESTMENTS; SENIOR MANAGING DIRECTOR, HEAD OF EQUITY INVESTMENTS | — |
| GRZYBOWSKI EDWARD JOSEPH | CHIEF INVESTMENT OFFICER; MANAGER, CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |