| LAZARUS ANTOINETTE CECILIA | CHIEF COMPLIANCE OFFICER | — |
| HAVILAND TIMOTHY LEONARD | PRESIDENT; PRESIDENT/COO; VICE PRESIDENT, SECRETARY, TREASURER, DIRECTOR (+1 more) | — |
| MCCONNELL JAMES PATRICK | VICE PRESIDENT; VICE PRESIDENT, DIRECTOR | — |
| BORGES FRANCISCO LOPES | CEO; CHAIRMAN/CEO; PRESIDENT (+2 more) | — |
| STPIERRE CLEMENTINA EMILIA | VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, COMPLIANCE OFFICER (+1 more) | — |
| NICKLAS BRENT R | VICE PRESIDENT, DIRECTOR | — |
| ALFELD STANLEY FRED | PRESIDENT, DIRECTOR | — |
| ALFELD STANLEY F | PRESIDENT, DIRECTOR | — |
| GRINER JOHN ARCHIBALD | VICE PRESIDENT, DIRECTOR | — |
| HAVILAND TIMOTHY L | VICE PRESIDENT, TREASURER, SECRETARY, DIRECTOR | — |
| MCCONNELL JAMES P | VICE PRESIDENT | — |
| BORGES FRANCISCO L | VICE PRESIDENT | — |