SUNAMERICA ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 107338). Regulatory assets under management: $42.2B.
Compensation: % of AUM.
Clients served: Charities.
Showing 25 of 45 people.
| Name | Role | Location |
|---|---|---|
| Timothy Brown | EXECUTIVE VICE PRESIDENT | Louisville, CO |
| Gary James | PORTFOLIO MANAGER | Lincoln, MA |
| Kristina Magolis | GENERAL COUNSEL; GENERAL COUNSEL & SECRETARY | — |
| Michal Levy Lopatin | DIRECTOR; DIRECTOR & PRESIDENT | — |
| John Thomas Genoy | DIRECTOR, CHAIRMAN OF THE BOARD, PRESIDENT, & CHIEF OPERATING OFFICER; DIRECTOR & CHIEF OPERATING OFFICER; DIRECTOR, PRESIDENT, & CHIEF OPERATING OFFICER | — |
| Matthew Jerome Hackethal | CHIEF COMPLIANCE OFFICER | — |
| Kathleen Dana Fuentes | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CHIEF LEGAL OFFICER; SVP, GENERAL COUNSEL, AND CORPORATE SECRETARY | — |
| John Brian Halpin | VP AND TREASURER | — |
| Bryan Pinsky | DIRECTOR | — |
| Frank Patrick Curran | SENIOR VICE PRESIDENT AND CONTROLLER | — |
| Todd Andrew Mcgrath | DIRECTOR | — |
| MARRA THOMAS MICHAEL | CHIEF OPERATIONS OFFICER | — |
| CURRAN EVELYN MARY | DIRECTOR | — |
| GIBBONS CYNTHIA ANN | CHIEF COMPLIANCE OFFICER | — |
| DANIELSSON HANS | PORTFOLIO MANAGER | — |
| MURPHY DARLENE MARIE | SENIOR VP & CHIEF INVESTMENT OFFICER | — |
| SPILLANE TODD LAWRENCE | DEPUTY GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| HARBECK PETER ALLEN | CEO, PRESIDENT & DIRECTOR | — |
| NEAMTZ JOHN STEVEN | EXECUTIVE VICE PRESIDENT | — |
| WINTROB JAY S | DIRECTOR | — |
| GENOY JOHN THOMAS | DIRECTOR, PRESIDENT, & CHIEF OPERATING OFFICER; DIRECTOR, SENIOR VP, CHIEF FINANCIAL & CHIEF OPERATIONS OFFICER; SENIOR VP, CHIEF FINANCIAL & CHIEF OPERATIONS OFFICER (+2 more) | — |
| PETTEE TIMOTHY PLATT | CHIEF INVESTMENT OFFICER; SENIOR VP & CHIEF INVESTMENT OFFICER | — |
| BRESSLER GREGORY NEAL | GENERAL COUNSEL AND CHIEF LEGAL OFFICER; SENIOR VP, GENERAL COUNSEL & ASSISTANT SECRETARY; SENIOR VP, GENERAL COUNSEL , CHIEF LEGAL OFFICER & ASSISTANT SECERTARY (+1 more) | — |
| NIXON CHRISTINE | DIRECTOR; DIRECTOR AND SECRETARY | — |
| CURRAN JAMES PATRICK | SENIOR VICE PRESIDENT AND CONTROLLER | — |
Showing 10 of 16 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-07-02 | regulatory | ON JULY 25, 2025, AMERICAN GENERAL LIFE INSURANCE COMPANY AND THE VARIABLE ANNUITY LIFE INSURANCE COMPANY PAID A COMBINED VOLUNTARY FORFEITURE OF $5,750.00 TO THE ILLINOIS DEPARTMENT OF INSURANCE, $5,598.68 FOR AMERICAN GENERAL LIFE INSURANCE COMPANY AND $151.32 FOR THE VARIABLE ANNUITY LIFE INSURAN… | Final | $6K |
| 2025-03-13 | regulatory | ON APRIL 23, 2025, AMERICAN GENERAL LIFE INSURANCE COMPANY PAID $160,500 VOLUNTARY FORFEITURE TO THE UTAH INSURANCE DEPARTMENT TO RESOLVE THE DEPARTMENT'S FINDING THAT THE COMPANY WAS LIABLE FOR VIOLATIONS CONDUCTED BY AN APPOINTED AGENT UNDER UTAH CODE 31A-23A-405(2). | Final | $161K |
| 2024-12-11 | regulatory | FAILURE TO PROVIDE COMPLETE AND TIMELY RESPONSED TO THE DEPARTMENT. | Final | $6K |
| 2024-09-09 | regulatory | ON OCTOBER 2, 2024, AMERICAN GENERAL LIFE INSURANCE COMPANY PAID A $13,500 VOLUNTARY FORFEITURE, $12,500 IN FINES AND $1,000 IN ADMINISTRATIVE COST, TO THE FLORIDA OFFICE OF FINANCIAL REGULATION TO RESOLVE THE DEPARTMENT'S FINDING OF A VIOLATION OF 627.9175(1) AND RULE 69O-137.004 FOR FAILURE TO TIM… | Final | $14K |
| 2024-09-09 | regulatory | ON OCTOBER 8, 2024, THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK PAID A $13,500 VOLUNTARY FORFEITURE, $12,500 IN FINES AND $1,000 IN ADMINISTRATIVE COST, TO THE FLORIDA OFFICE OF FINANCIAL REGULATION TO RESOLVE THE DEPARTMENT'S FINDING OF A VIOLATION OF 627.9175(1) AND RULE 69O-1… | Final | $14K |
| 2024-02-29 | regulatory | ON MARCH 30, 2024, AMERICAN GENERAL LIFE INSURANCE COMPANY PAID AN ADMINISTRATIVE PENALTY OF $2,500.00 TO THE NEW HAMPSHIRE INSURANCE DEPARTMENT TO RESOLVE ALLEGED VIOLATIONS THAT THE COMPANY VIOLATED NH RSA 400-A:16, II BY FAILING TO RESPOND WITHIN 10 WORKING DAYS TO THE NHID'S JANUARY 10, 2024 REQ… | Final | $3K |
| 2022-03-15 | regulatory | ON APRIL 27, 2022, AMERICAN GENERAL LIFE INSURANCE COMPANY PAID A $2,000.00 VOLUNTARY FORFEITURE AS A RESULT OF A MARKET CONDUCT INVESTIGATION. THE DIVISION ALLEGED THAT THE COMPANY 1) FAILED TO RETAIN COPIES OF THE CERTIFICATE APPLICATIONS, GROUP POLICY(IES), GROUP POLICY FORM NUMBER, EMPLOYER NAME… | Final | $2K |
| 2022-01-10 | regulatory | ON AUGUST 3, 2023, AMERICAN GENERAL LIFE INSURANCE COMPANY PAID A $160,000 VOLUNTARY FORFEITURE TO THE INSURANCE DEPARTMENT OF THE COMMONWEALTH OF PENNSYLVANIA TO RESOLVE ALLEGED VIOLATIONS ARISING OUT OF THE STATE'S MARKET CONDUCT EXAMINATION OF THE COMPANY'S INDIVIDUAL LIFE, INDIVIDUAL ANNUITY, AN… | Final | $160K |
| 2021-05-06 | regulatory | IN DECEMBER 2021, AMERICAN GENERAL LIFE INSURANCE COMPANY PAID A $1,500.00 ADMINISTRATIVE FINE TO THE MARYLAND INSURANCE ADMINISTRATION AS THE RESULT OF A REGULATORY COMPLAINT, BASED ON THE ADMINISTRATION'S FINDING THAT THE COMPANY ALLEGEDLY COLLECTED BOTH PREMIUMS AND POLICY DIVIDENDS ON THE POLICI… | Final | $2K |
| 2021-01-28 | regulatory | AMERICAN INTERNATIONAL GROUP, INC. ("AIG") AND AGL ENTERED INTO A CONSENT ORDER WITH NYSDFS FINDING THAT AGL HAD CONDUCTED AN INSURANCE BUSINESS IN NEW YORK WITHOUT A NEW YORK LICENSE IN CONNECTION WITH ITS PENSION RISK TRANSFER ("PRT") BUSINESS, IN VIOLATION OF INSURANCE LAW ? 1102(A). | Final | $12.0M |