VOLUMETRIC ADVISERS INC is an SEC-registered investment adviser (CRD 107351). Regulatory assets under management: $37.6M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Jeffrey Michael Gibs | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECT OWNER | — |
| Agnes Susan Gibs | TREASURER, DIRECT OWNER | — |
| Alejandro A Aleman | VICE PRESIDENT | — |
| GIBS JEFFREY MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT, DIRECT OWNER; COMPLIANCE OFFICER (+4 more) | — |
| GIBS GABRIEL JOSEPH | CEO, DIRECT OWNER; PRESIDENT; PRESIDENT, DIRECT OWNER (+1 more) | — |
| ZAWITKOWSKI IRENE JOAN | EXECUTIVE VICE PRESIDENT, DIRECT OWNER; PRESIDENT DIRECT OWNER; VICE PRESIDENT DIRECT OWNER | — |
| GIBS AGNES SUSAN | TREASURER, DIRECT OWNER | — |
| ZAWITKOWSKI IRENE | SENIOR VICE PRESIDENT; VICE PRESIDENT DIRECT OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-08-27 | regulatory | ON SEPTEMBER 22, 2021, VOLUMETRIC ENTERED AN ADMINISTRATIVE ORDER WITH THE STATE OF NEW JERSEY IN WHICH IT CONSENTED TO FINDINGS THAT IT SELF-REPORTED A FAILURE TO NOTICE FILE FROM THE INCEPTION OF ITS MUTUAL FUND UNTIL SEPTEMBER 2020. | Final | $10K |
| 2020-12-07 | regulatory | THE FUND HAS ONE INDIVIDUAL INVESTOR RESIDING IN THE STATE OF NEW MEXICO AS OF APRIL 1, 2002. WHILE THE INVESTOR WAS RESIDING IN NEW MEXICO, DIVIDENDS GENERATED FROM THE FUND AND TO THE INVESTOR WERE INVESTED BACK INTO THE FUND. A NOTICE FILING BY OR ON BEHALF OF THE FUND WAS NOT COMPLETED IN NEW ME… | Final | $650 |