PORTFOLIO ADVISORY COUNCIL, L.L.C. of HOUSTON, TX is an SEC-registered investment adviser (CRD 107465). Regulatory assets under management: $494.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Philip Bruce Moran | MANAGING PARTNER, COMPLIANCE OFFICER | — |
| James William Hamilton | NON-MANAGING PARTNER | — |
| William Thomas Sutton | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | — |
| MORAN PHILIP BRUCE | MANAGING PARTNER; MANAGING PARTNER, COMPLIANCE OFFICER | — |
| HAMILTON JAMES WILLIAM | NON-MANAGING PARTNER | — |
| SHEPHERD WILLIAM CHRIS | NON-MANAGING PARTNER | — |
| SUTTON WILLIAM THOMAS | MANAGING PARTNER; MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2006-08-08 | regulatory | FAILURE TO NOTICE FILE AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH FIRM | Final | $2K |