INVESCO SENIOR SECURED MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 107590). Regulatory assets under management: $29.4B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| Terry Gibson VACHERON | DIRECTOR | Atlanta, GA |
| Tony Lik Wong | DIRECTOR | — |
| Joshua Evan Levit | CHIEF COMPLIANCE OFFICER | — |
| Antonio Michael Reina | SECRETARY | — |
| Courtney Ryan Popelka | CHIEF FINANCIAL OFFICER | — |
| Scott David Baskind | HEAD OF GLOBAL PRIVATE CREDIT & CHIEF INVESTMENT OFFICER | — |
| Robert Phillip Drobny | CHIEF ADMINISTRATIVE OFFICER; OPERATING OFFICER | — |
| ROGERS JOHN DAVIS | DIRECTOR, CHAIRMAN | — |
| HARTLEY DAVID ALEXANDER | DIRECTOR | — |
| KAWAKAMI BRIAN KEN | CHIEF COMPLIANCE OFFICER | — |
| KUPOR JEFFREY HOWARD | GENERAL COUNSEL; SECRETARY AND GENERAL COUNSEL | — |
| SPILLANE TODD LAWRENCE | CHIEF COMPLIANCE OFFICER | — |
| STOECKLE GREGORY | MANAGING DIRECTOR; PRESIDENT AND MANAGING DIRECTOR | — |
| ARMOUR GREGORY MARK | DIRECTOR/CHAIRMAN | — |
| ELLIS RODERICK GEORGE HOWARD | DIRECTOR | — |
| KELLEY KAREN DUNN | CHAIRMAN | — |
| CLEMENTE ANTHONY RICHARD | PRESIDENT, MANAGING DIRECTOR; PRESIDENT, MANAGING DIRECTOR & DIRECTOR | — |
| LEGE ANNETTE JANECKA | CONTROLLER; DIRECTOR | — |
| TRAPANI SCOTT ALAN | CHIEF COMPLIANCE OFFICER | — |
| LEGE ANNETTE J | DIRECTOR | — |
| TRAPANI SCOTT A | CHIEF COMPLIANCE OFFICER | — |
| AGUILAR LUIS ALBERTO | CHIEF LEGAL/COMPLIANCE OFFICER & ASST. SECRETARY | — |
| KEELER FRANK JANEWAY | CHAIRMAN & DIRECTOR | — |
| MERRITT DEBRA | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR; VICE PRESIDENT & COMPTROLLER | — |
| MCGREEVEY GREGORY GERARD | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-05-15 | regulatory | THE SEC ALLEGED THAT INVESCO ADVISERS, INC. ("IAI") AND INVESCO DISTRIBUTORS, INC. ("IDI") FAILED TO ADEQUATELY PRESERVE CERTAIN ELECTRONIC COMMUNICATIONS PURSUANT TO APPLICABLE RECORDKEEPING PROVISIONS OF FEDERAL SECURITIES LAW. | Final | $35.0M |
| 2022-11-28 | regulatory | THE SEC ALLEGED THAT INVESCO ADVISERS, INC. ("IAI"), AN INVESTMENT ADVISORY AFFILIATE OF INVESCO SENIOR SECURED MANAGEMENT, INC., LACKED COMPREHENSIVE POLICIES AND PROCEDURES TO DETERMINE THE PERCENTAGE OF COMPANY-WIDE ASSETS UNDER MANAGEMENT ("AUM") THAT WAS ESG INTEGRATED. THE SEC ALSO ALLEGED THA… | Final | $17.5M |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |
| — | civil | — | — | — |
| — | regulatory | — | — | — |
Other Private Fund: 9 · Private Equity Fund: 14 · Securitized Asset Fund: 3 · Hedge Fund: 1
Showing 15 of 27 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| INVESCO ZODIAC FUNDS - INVESCO US SENIOR LOAN FUND | Other Private Fund | Luxembourg | 270 | $5.2B | $130K |
| INVESCO ZODIAC FUNDS - EUROPEAN SENIOR LOAN FUND | Other Private Fund | Luxembourg | 87 | $1.3B | $125K |
| INVESCO CREDIT PARTNERS MASTER FUND II, L.P. | Private Equity Fund | Delaware | 66 | $669.0M | $5.0M |
| INVESCO PRIVATE CREDIT OPPORTUNITIES MASTER FUND, LP | Private Equity Fund | Delaware | 14 | $410.8M | $5.0M |
| INVESCO EUROPEAN UPPER MIDDLE MARKET INCOME FUND | Other Private Fund | Luxembourg | 7 | $400.3M | $12K |
| INVESCO CREDIT PARTNERS MASTER FUND III, LP | Private Equity Fund | Delaware | 112 | $395.9M | $5.0M |
| RECETTE CLO, LTD | Securitized Asset Fund | Cayman Islands | 2 | $337.7M | — |
| INVESCO PRIVATE CREDIT OPPORTUNITIES EVERGREEN MASTER FUND, L.P. | Hedge Fund | Delaware | 13 | $168.1M | $5.0M |
| ALINEA CLO, LTD. | Securitized Asset Fund | Cayman Islands | 4 | $150.6M | — |
| INVESCO DIRECT LENDING (UL) MASTER FUND II, SCSP | Private Equity Fund | Luxembourg | 48 | $134.6M | $5.0M |
| UPLAND CLO, LTD | Securitized Asset Fund | Cayman Islands | 3 | $124.8M | — |
| DIVERSIFIED CREDIT PORTFOLIO LTD | Other Private Fund | Cayman Islands | 12 | $119.8M | $5.0M |
| INVESCO CREDIT PARTNERS FUND, LP | Private Equity Fund | Delaware | 29 | $95.4M | $5.0M |
| INVESCO ZODIAC FUNDS -EUROPEAN SENIOR LOAN SELECT FUND | Other Private Fund | Luxembourg | 4 | $91.3M | $1.0M |
| INVESCO DIRECT LENDING (L) II BLOCKER | Private Equity Fund | Delaware | 2 | $77.2M | $5.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| WHITE PLAINS | NY | 10 | 212-278-9000 |
| WHITE PLAINS | NY | 10 | 212-278-9000 |
| DOWNERS GROVE | IL | 8 | 630-684-6000 |
| DOWNERS GROVE | IL | 8 | 630-684-6000 |
| LONDON | — | 7 | 44 20 3219 275 |
| LONDON | — | 7 | 44 20 3219 275 |
| GREENWOOD VILLAGE | CO | 5 | 303-768-3200 |
| GREENWOOD VILLAGE | CO | 5 | 303-768-3200 |