BNB WEALTH MANAGEMENT, LLC of SILVER SPRING, MD is an SEC-registered investment adviser (CRD 107702). Regulatory assets under management: $264.6M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Andrew Roland Bellamah | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| BELLAMAH ANDREW ROLAND | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; PRESIDENT & CEO & CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF COMPLIANCE OFFICER AND CONTROL PERSON | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-22 | regulatory | BREACHES OF FIDUCIARY DUTY IN CONNECTION WITH MUTUAL FUND SHARE CLASS SELECTION PRACTICES BY FAILING TO ADEQUATELY DISCLOSE THIS CONFLICT OF INTEREST. | Final | $25K |