PARTHENON LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 107794). Regulatory assets under management: $1.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Todd Parker Lowe | PRESIDENT, CHIEF COMPLIANCE OFFICER | Louisville, KY |
| Thomas Alexander Corea | CHIEF EXECUTIVE OFFICER | — |
| Ii John Barr | CHAIRMAN | — |
| Tony Howard Coffey | CHIEF FINANCIAL OFFICER | — |
| Matthew William Carper | SENIOR VICE PRESIDENT | — |
| LOWE TODD PARKER | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| COREA THOMAS ALEXANDER | CHIEF EXECUTIVE OFFICER | — |
| BARR JOHN MCFERRAN | CHAIRMAN | — |
| COFFEY TONY HOWARD | CHIEF FINANCIAL OFFICER | — |
| SAYLOR DIANNA LANE | VICE PRESIDENT; VICE PRESIENT | — |
| JONES PANAYIOTA G | VICE PRESIDENT | — |
| CLARK BEVERLY SUE | VICE PRESIDENT | — |
| CARPER MATTHEW WILLIAM | SENIOR VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-10-23 | regulatory | PARTHENON LLC, WITHOUT ENGAGING IN LITIGATION OR ADVERSARIAL PROCEEDINGS OR ADMITTING THE ALLEGATIONS OF THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS (THE "DEPARTMENT"), AGREED TO AN ORDER ISSUED BY THE DEPARTMENT ON DECEMBER 17, 2025. THE ORDER CLAIMED VIOLATIONS OF SECTIONS 292.330(10), 292.3… | Final | $10K |