SCULPTOR CAPITAL LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 107913). Regulatory assets under management: $52.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
Showing 25 of 44 people.
| Name | Role | Location |
|---|---|---|
| Herbert Pollard | CHIEF ACCOUNTING OFFICER, CHIEF FINANCIAL OFFICER OF SCULPTOR FUNDS AND EXECUTIVE MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER OF SCULPTOR FUNDS AND EXECUTIVE MANAGING DIRECTOR | New York, NY |
| Julie Siegel | CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | New York, NY |
| James Levin | CHIEF INVESTMENT OFFICER, EXECUTIVE MANAGING PARTNER AND EXECUTIVE MANAGING DIRECTOR | Highland Park, IL |
| Lyon Eugene | NON-MANAGING MEMBER | Tarpon Springs, FL |
| Frank Martin | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER (+1 more) | Elkhart, IN |
| Frank Kohlhaas Martin | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR (+3 more) | — |
| Wayne Nathan Cohen | PRESIDENT, CHIEF OPERATING OFFICER AND EXECUTIVE MANAGING DIRECTOR | — |
| Ellen B Conti | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | — |
| Colleen Mary Kilfoyle | CHIEF COMPLIANCE OFFICER, CHIEF LITIGATION AND REGULATORY COUNSEL AND EXECUTIVE MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR AND CHIEF LITIGATION AND REGULATORY COUNSEL | — |
| COHEN MICHAEL WAYNE | CHIEF OPERATING OFFICER AND EXECUTIVE MANAGING DIRECTOR | — |
| LIU BOBBY | GENERAL COUNSEL | — |
| SIPP THOMAS MICHAEL | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | — |
| DRAKE PAULA NICOLE | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | — |
| OCH DANIEL SAUL | CHIEF EXECUTIVE OFFICER AND EXECUTIVE MANAGING DIRECTOR; OWNER; OWNER AND DIRECTOR (+1 more) | — |
| ORBUCH STEVEN EDWARD | MANAGING MEMBER FOR OCH-ZIFF REAL ESTATE ADVISORS LP ONLY; SENIOR LIMITED PARTNER FOR OCH-ZIFF REAL ESTATE ADVISORS LP ONLY; SENIOR PRINCIPAL AND LIMITED PARTNER FOR OCH-ZIFF REAL ESTATE ADVISORS LP ONLY | — |
| BLOCKINGER JEFFREY CHARLES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | — |
| WINDREICH DAVID | EXECUTIVE MANAGING DIRECTOR; EXECUTIVE MANAGING DIRECTOR AND CO-CHIEF INVESTMENT OFFICER; EXECUTIVE MANAGING DIRECTOR AND HEAD OF U.S. AND EUROPEAN INVESTING (+1 more) | — |
| KELLY HAL | MANAGING DIRECTOR, CONVERTIBLE ARBITRAGE UNIT; NON-MANAGING MEMBER | — |
| COHEN MICHAEL LESLIE | EXECUTIVE MANAGING DIRECTOR; NON-MANAGING MEMBER; RESEARCH ANALYST | — |
| SHAH RAAJ J | NON-MANAGING MEMBER; RESEARCH ANALYST | — |
| GHOSH KAUSHIK | CONVERTIBLE STRATEGIST; NON-MANAGING MEMBER | — |
| ROSS JOSHUA | NON-MANAGING MEMBER | — |
| O'CONNOR JAMES KENNETH | NON-MANAGING MEMBER | — |
| SIDIKARO BOAZ | NON-MANAGING MEMBER | — |
| BROWN JAMES KEITH | NON-MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-12-13 | regulatory | IN APRIL 2014, OZME, A RELYING ADVISER OF OZ MANAGEMENT LP (TOGETHER WITH OZME, THE "FIRM") SUBSCRIBED FOR A TOTAL OF 24,000,000 SHARES OF A SECONDARY OFFERING OF EUROBANK ERGASIAS S.A., A GREEK LISTED ISSUER ("EUROBANK"). THE TRADE DATE FOR THIS TRANSACTION WAS APRIL 30, 2014, WITH A SETTLEMENT DAT… | Final | $260K |
| 2016-09-29 | criminal | THE CHARGES RELATE TO PAYMENTS TO GOVERNMENT OFFICIALS TO OBTAIN INVESTMENTS BY A FOREIGN SOVEREIGN WEALTH FUND IN CERTAIN HEDGE FUNDS MANAGED BY THE REGISTRANT OR ITS AFFILIATES IN 2007 AND SIMILAR PAYMENTS RELATING TO PRIVATE INVESTMENTS IN AFRICA BETWEEN 2007 AND 2011 BY PRIVATE EQUITY FUNDS AND… | Final | — |
| 2016-09-29 | regulatory | THE SEC ENTERED A CEASE-AND-DESIST ORDER BY CONSENT AGAINST THE REGISTRANT, OCH-ZIFF, AND DANIEL S. OCH ("OCH") AND JOEL M. FRANK ("FRANK"), OCH-ZIFF'S CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER, RESPECTIVELY, WITHOUT EITHER OF THE INDIVIDUAL RESPONDENTS' ADMITTING OR DENYING THE FINDINGS I… | Final | — |
| 2016-09-07 | regulatory | THE EXECUTION OF AN EXCHANGE FOR RELATED POSITION ("EFRP") TRANSACTION IN WHICH THE RELATED POSITION WAS TRANSITORY IN NATURE AND, THEREFORE, WAS NOT A BONA FIDE EFRP. | Final | $15K |
| 2015-07-14 | regulatory | ON JULY 14, 2015, IN SETTLEMENT OF AN ADMINISTRATIVE PROCEEDING, THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ENTERED A CEASE-AND-DESIST ORDER AGAINST OZ MANAGEMENT, LP ("OZ MANAGEMENT"). THE SEC FOUND THAT OZ MANAGEMENT CAUSED SEVERAL OF ITS PRIME BROKERS TO VIOLATE THEIR LEGAL OBLIGATIONS T… | Final | $4.3M |