| CARNEY DAVID M | CHIEF COMPLIANCE OFFICER & SENIOR LEGAL COUNSEL; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| WHITWORTH RALPH VICTOR | MANAGING MEMBER; PRINCIPAL | — |
| BATCHELDER DAVID HARRY | MANAGING MEMBER; PRINCIPAL | — |
| CAIN LISA MARIE | CHIEF FINANCIAL OFFICER | — |
| SULLIVAN JOHN A | DIRECTOR OF RESEARCH AND INVESTMENTS; MEMBER; SENIOR MANAGING DIRECTOR (+1 more) | — |
| WINSHIP HENRY JAY WARD | DIRECTOR,RESEARCH OPERATIONS; MANAGING DIRECTOR, RESEARCH; MEMBER (+1 more) | — |
| HEARTY JAMES BOWIE | MANAGING DIRECTOR, MARKETING & CLIENT SERVICES; MEMBER | — |
| SITLANI JAGDISH JAY N | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER; DIRECTOR, OPERATIONS | — |
| DEMAREST DAVID EARL | CAO & CFO; CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| CITAKU-PERRETT SANIJE JANE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CLO; DIRECTOR, LEGAL & COMPLIANCE. CHIEF COMPLIANCE OFFICER | — |
| KARROS KIRT PAUL | MANAGING DIRECTOR; MANAGING DIRECTOR, RESEARCH; MEMBER | — |
| HURST FRANK PAGE | MEMBER; SENIOR MANAGING DIRECTOR, MARKETING | — |
| REED JOEL LESTON | MANAGING MEMBER; PRINCIPAL | — |
| ZEHENTBAUER JAMES JEFFERY | MANAGING MEMBER; MANAGING MEMBER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER (+1 more) | — |
| GEENEN FIR MARIA | MEMBER | — |
| WELLING GLENN W | MANAGING DIRECTOR, RESEARCH; MEMBER | — |
| LEIGH TODD LAWRENCE | MANAGING DIRECTOR, RESEARCH; MEMBER | — |
| CARNEY KATHLEEN MARIE | CHIEF COMPLIANCE OFFICER & SENIOR LEGAL COUNSEL | — |
| ZEHENTBAUER JAMES JEFFREY | PRINCIPAL, CHIEF OPERATING OFFICER | — |
| SHEPHERD MATTHEW PETER | CHIEF COMPLIANCE OFFICER | — |