CLARK & STUART INC of PORTLAND, ME is an SEC-registered investment adviser (CRD 107991). Regulatory assets under management: $195.6M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Charles Stone Clark | PRINCIPLE,CHIEF COMPLIANCE OFFICER | — |
| Michael Henry Stuart | PRINCIPLE | — |
| CLARK CHARLES STONE | PRINCIPLE; PRINCIPLE,CCO; PRINCIPLE,CHIEF COMPLIANCE OFFICER | — |
| STUART MICHAEL | PRINCIPLE | — |
| STUART MICHAEL HENRY | PRINCIPLE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | — | — | — |