MARCO INVESTMENT MANAGEMENT LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 108170). Regulatory assets under management: $1.8B.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Steven Scott Marco | MANAGING DIRECTOR | — |
| Mark Cody Burton | CHIEF COMPLIANCE OFFICER | — |
| MARCO STEVEN SCOTT | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| BURTON MARK CODY | CHIEF COMPLIANCE OFFICER | — |
| HALLORAN HELEN HUTTO | CHIEF COMPLIANCE OFFICER | — |
| Sims Corliss Yancey | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-03-02 | regulatory | IN MARCH 2016, MIM AND STEVEN MARCO ENTERED INTO A SETTLEMENT WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE "SEC") TO RESOLVE CERTAIN ASPECTS OF MIM'S OPERATIONS THAT THE SEC ALLEGED VIOLATED THE INVESTMENT ADVISERS ACT OF 1940 AND TWO RELATED RULES WITH RESPECT TO RECORDKEEPING, CALCULATION… | Final | $100K |
| 2016-03-02 | regulatory | IN MARCH 2016, MIM AND STEVEN MARCO ENTERED INTO A SETTLEMENT WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE"SEC") TO RESOLVE CERTAIN ASPECTS OF MIM'S OPERATIONS THAT THE SEC ALLEGED VIOLATED THE INVESTMENT ADVISERS ACT OF 1940AND TWO RELATED RULES WITH RESPECT TO RECORDKEEPING, CALCULATION O… | Final | $100K |