FINANCIAL DIRECTIONS LLC

FINANCIAL DIRECTIONS LLC of TUCSON, AZ is an SEC-registered investment adviser (CRD 108475). Regulatory assets under management: $737.8M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

Officers, owners & control persons (6)

NameRoleLocation
Stanton William SpackeenSOLE MEMBER—
Mary Lee CherbaCHIEF COMPLIANCE OFFICER—
MARTIN WALTER RAYMEMBER—
SPACKEEN STANTON WILLIAMMANAGING MEMBER; MEMBER—
GRIFFITH FRANK BERTRAMMEMBER; MEMBER RETIRED—
CHERBA MARY LEECHIEF COMPLIANCE OFFICER—

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